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Advisor at EDWARD JONES
Lyndonville, NY | ROCHESTER, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jun 14, 2016 | n/a | yes | ROCHESTER, NY|Lyndonville, NY | Current employment |
| CADARET GRANT & CO INC | Former SEC adviser | Oct 1, 2013 | Jun 10, 2016 | no | SYRACUSE, NY|Clarence, NY|SYRACUSE, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 23, 2012 | Aug 28, 2013 | no | BATAVIA, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CADARET GRANT & CO INC | EDWARD JONES | Jun 10, 2016 | Jun 14, 2016 | 4 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CADARET GRANT & CO INC | Aug 28, 2013 | Oct 1, 2013 | 34 | Firm change | Other |