DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

ZACHARY CADE MCCARROLL

Advisor at APOGEM CAPITAL LLC

Austin, TX | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1fe92866-43d3-0a7a-142c-b611e41c137e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: May 15, 2015 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Zachary Cade Mccarroll

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APOGEM CAPITAL LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Jan 9, 2015
First registration: May 15, 2015
Dual registered: yes, broker-dealer
Other names: ZAC MCCARROLL
IAPD individual key: 6374553

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APOGEM CAPITAL LLC	Other adviser	Jun 10, 2020	n/a	yes	NEW YORK, NY\|Austin, TX	Current employment
PRIVATE ADVISORS LLC	Former SEC adviser	May 15, 2015	Jun 19, 2020	no	RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIVATE ADVISORS LLC	APOGEM CAPITAL LLC	Jun 19, 2020	Jun 10, 2020	-9	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109247:309234:VA:2020-06-19	Jun 19, 2020	Jun 10, 2020	RICHMOND, VA	Firm change

Relationships

Registered with (2)

→ APOGEM CAPITAL LLCRegistered adviserregistration: current employment
Jun 10, 2020 to presentfactForm ADV
→ PRIVATE ADVISORS LLCRegistered adviserregistration: previous registration
May 15, 2015 to Jun 19, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fe92866-43d3-0a7a-142c-b611e41c137e
First observed: May 15, 2015
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ZACHARY CADE MCCARROLL

Advisor at APOGEM CAPITAL LLC

Austin, TX | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1fe92866-43d3-0a7a-142c-b611e41c137e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

APOGEM CAPITAL LLC

Other adviser

Jun 10, 2020

n/a

yes

NEW YORK, NY|Austin, TX

Current employment

PRIVATE ADVISORS LLC

Former SEC adviser

May 15, 2015

Jun 19, 2020

RICHMOND, VA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PRIVATE ADVISORS LLC

APOGEM CAPITAL LLC

Jun 19, 2020

Jun 10, 2020

-9

Channel change

Other

Team

Left

Joined

From

Kind

109247:309234:VA:2020-06-19

Jun 19, 2020

Jun 10, 2020

RICHMOND, VA

Firm change