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A••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

A••••• C•••••• L••

CRD 309234

NEW Y•••, NY

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Search this name across graphsid dfx:ria:f5b9168c-5f20-582f-70c3-7f60ae5fadfc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 157
Dated events: 26
On other graphs: 3
Observed: May 4, 2020 to Sep 14, 2026
35 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••• C•••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

A••••• C•••••• L••

Capital provider to sponsors · shared crd

Private Creditidentity

A••••• C•••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.54 institutional_share=0.19 related_bd=true related_bank=true bd_reps=53.0 bank_owner=false
Regulatory AUM: $44BItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $41B
Private client RAUM: $13.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Z•••••• C••• M••••••••	n/a	Austin, TX \| NEW Y•••, NY	6	12	1	yes
A••••••••• K•••••••••	n/a	NEW Y•••, NY \| Chicago, IL	1

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 120

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•••••••• M•••••••• P••••••• I•• L•	Private Equity Fund	$1.2B	Nov 13, 2024	50	Mar 29, 2016	reported	021-247047
A••••• H••••••• F••• V•• L•	Private Equity Fund	$1.0B

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• N•••• ••••	BOARD MEMBER, CHAIR	Na	yes	05/2023	May 10, 2023	Nov 13, 2024
G••••• J•••• M••••••	S••••• MANAGING D•••••OR & CHIEF FINANCIAL OFFICER	Na	yes	05/2022	May 16, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 95

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•• I•••••••• L••	n/a	INSTITUTIONAL_M••••••	$329B	N	yes	n/a
M••••• S•••••• L••	n/a	Other adviser	$160B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	89	no
Richmond	Va	United States	19	no
Cleveland	Oh	United States	3	no
Austin	TX	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$44B	$41B	7.8%	$40B	2.8%	259	257	4	4

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P•••••• A••••••• L••	2	Jun 19, 2020	Jun 19, 2020	RICHMOND, VA	Channel change	Other	100.0%

Relationships

showing 80 of 157

Affiliated with (17)

← M••••• S•••••• L••Registered adviserother investment adviser, common control
factForm ADV
← N•• I•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ M••••• S•••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviser

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 30, 2024
Control person joined
Maurice Alain Karaoglan (Board Member) appeared on Schedule A of A••••• C•••••• L••
Form ADVobserved 7 days ago
Occurred
Jan 30, 2024
Control person joined
Joshua Niedner (Chief Executive Officer) appeared on Schedule A of A••••• C•••••• L••
Form ADVobserved 7 days ago
Occurred
Sep 1, 2023
Control person left
Michael Kevin Bopp (Chief Compliance Officer) no longer on Schedule A of A••••• C•••••• L•• (listed 2023-05-10, absent 2023-09-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5b9168c-5f20-582f-70c3-7f60ae5fadfc
First observed: May 4, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.