DFX Intelligence

R••••• E••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

R••••• E••••• S••••••

Advisor at E••••• W•••••• L••

Seattle, WA | FORT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:1ff7d5a9-fed1-cb84-a954-f77443e3c8aa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 9, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• W•••••• L••	Independent wealth	Jan 3, 2020	n/a	yes	Seattle, WA\|FORT LAUDERDALE, FL	Current employment
E••••• W•••••• L••	Independent wealth	May 24, 2018	Dec 31, 2019	no	Seattle, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••••••• W••••• M••••••••• L••	E••••• W•••••• L••	Apr 19, 2018	May 24, 2018	35	Firm change	RIA to RIA
S••••••••• A•••••• A•••••••• I•••	U••••••••• W••••• M••••••••• L••	Nov 14, 2012	Aug 30, 2012

Relationships

Registered with (5)

→ E••••• W•••••• L••Registered adviserregistration: previous registration
May 24, 2018 to Dec 31, 2019factForm ADV
→ U••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 30, 2012 to Apr 19, 2018factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 26, 2009 to Nov 14, 2012factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ff7d5a9-fed1-cb84-a954-f77443e3c8aa
First observed: Aug 22, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.