DFX Intelligence

T•••••• R••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst21 years in industry

T•••••• R••••• R•••

Advisor at C•••••• A•••• M••••••••• L••

CHICAGO, IL | Menlo Park, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1ffa8f4b-d2a0-c0b9-4f9f-801f09671ff3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 16, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••• M••••••••• L••	Independent wealth	Apr 21, 2023	n/a	yes	CHICAGO, IL\|Menlo Park, CA	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	May 21, 2018	May 17, 2023	no	Palo Alto, CA\|Menlo Park, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	C•••••• A•••• M••••••••• L••	May 17, 2023	Apr 21, 2023	-26	Firm change	Ibd to RIA
C••••••••• W••••• A••••••• L••	J••• M••••• P•••••• W••••• A••••••• L••	Dec 31, 2010	May 21, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
108559:288566:CA:2023-05-10	May 17, 2023	Apr 21, 2023	MENLO PARK, CA	Firm change

Relationships

Registered with (4)

→ C•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Apr 21, 2023 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
May 21, 2018 to May 17, 2023factForm ADV
→ C••••••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Mar 12, 2008 to Dec 31, 2010factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
May 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ffa8f4b-d2a0-c0b9-4f9f-801f09671ff3
First observed: May 16, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.