DFX Intelligence

C••••••••• W••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

C••••••••• W••••• A••••••• L••

CRD 142502

NEW Y•••, NY

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Search this name across graphsid dfx:ria:f1254f72-4418-6f8b-32bc-394a2556438d

Data as of Jun 4, 2015 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 0
On other graphs: 1
Observed: Mar 28, 2012 to Jun 4, 2015
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

C••••••••• W••••• A••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $6.2B••• Locked
Discretionary RAUM: $4.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 35
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••••• H•••• P••••••• L•	Hedge Fund	$546M	Jun 4, 2015	212	Mar 28, 2012	reported	021-151707
W•••• R••• E••••• P•••••••• L•••	Real Estate Fund	$235M	Feb 6, 2013

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•• H•••••••• L••	Member	E	yes	01/2008	Mar 28, 2012	Jun 4, 2015
G••••••••• J•• M••••••	Member	F	yes	02/2011	Mar 28, 2012	Jun 4, 2015

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••••• W••••• A••••••• L••	n/a	Former SEC adviser	$6.2B	Y	yes	Nj

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
MENLO PARK	CA	United States	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 31, 2015

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$6.2B	$5.0B	22.5%	$4.4B	11.8%	35	35	n/a	n/a

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
J••• M••••• P•••••• W••••• A••••••• L••	3	Sep 30, 2015	Oct 1, 2015	MENLO PARK, CA	Team lift out	Other	27.3%
J••• M••••• P•••••• W••••• A••••••• L••	6	Sep 30, 2015

Relationships

Affiliated with (1)

→ C••••••••• W••••• A••••••• L••Registered adviserother investment adviser, broker-dealer, bank, control, common control
factForm ADV

Advises (4)

→ C••••••••• H•••• P••••••• L•Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ C••••••••• S•••••••• O••••••••• F••• L•Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1254f72-4418-6f8b-32bc-394a2556438d
First observed: Mar 28, 2012
Last observed: Jun 4, 2015 137 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.