DFX Intelligence

M•••••• B••••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)39 years in industry

M•••••• B••••••• M••••••

Advisor at V•••••• A•••••••• L••

Kirkwood, MO | CHICAGO, IL

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Search this name across graphsid dfx:ria:1ffacad5-f367-31b7-6924-24f2d6353273

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 24, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 17, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• A•••••••• L••	Independent wealth	Sep 11, 2025	n/a	yes	Kirkwood, MO\|CHICAGO, IL	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Sep 30, 2015	Sep 17, 2025	no	Kirkwood, MO\|Kirkwood, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	V•••••• A•••••••• L••	Sep 17, 2025	Sep 11, 2025	-6	Firm change	Ibd to RIA
U•••••••• F•••••••• P••••••• C••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 31, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
116386:134139:MO:2015-12-31	Dec 31, 2015	Sep 30, 2015	KIRKWOOD, MO	Firm change after gap

Relationships

Registered with (6)

→ V•••••• A•••••••• L••Registered adviserregistration: current employment
Sep 11, 2025 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 30, 2015 to Sep 17, 2025factForm ADV
→ U•••••••• F•••••••• P••••••• C••••••••• I•••Registered adviserregistration: previous registration
Jun 27, 2011 to Dec 31, 2015factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Sep 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ffacad5-f367-31b7-6924-24f2d6353273
First observed: Nov 24, 1997
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.