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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

VESTGEN ADVISORS, LLC

CRD 318657

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b66199ae-442f-d26c-c41b-701f177ea684

Data as of Sep 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 75
Dated events: 24
On other graphs: 0
Observed: Feb 4, 2022 to Sep 11, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=40.0
Regulatory AUM: $6.7BItem 5.F on the latest filing (2026-09-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.7B
Private client RAUM: $6.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 58
RAUM per advisor: $115Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 165
Advisory employees: 58
Offices: 16Schedule D 1.F, beyond the principal office
Accounts: 22,790
Individual clients: 21,477
High net worth clients: 1,313
SEC number: 801-123390
CRD: 318657
Filings on the tape: 26
First filed: Feb 4, 2022
Latest filed: Sep 11, 2026
Organised: Limited Liability Company, IL
Website: vestgen.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 54

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PATRICK JOSEPH CROWLEY	n/a	CHICAGO, IL	4	29	1	yes
CRAIG GEORGE BOLANOS	n/a	Marco Island, FL \| CHICAGO, IL	4	29	2	yes
MICHAEL EDWARD SULLIVAN	n/a	CHICAGO, IL \| Downers Grove, IL	4	26	1	yes
THOMAS JAMES GRUSZKA	Certified Financial Planner	CHICAGO, IL	4	26	9	yes
DAVID J BOLANOS	n/a	CHICAGO, IL	4	19	1	yes
NICHOLAS ANTHONY PUNZIO	n/a	CHICAGO, IL	3	17	9	yes
Stephen Matthew Weber	n/a	CHICAGO, IL	1	32	7	no
BRIAN NICHOLAS DEGRADO	n/a	CHICAGO, IL	1	25	4	no
Erik Gutierrez	n/a	CHICAGO, IL	1	14	1	no
TIMOTHY SCOTT MOHNS	Certified Financial Planner	Naples, FL \| CHICAGO, IL \| Naperville, IL	1	33	2	yes
MATTHEW JOSEPH EVANS	Certified Financial Planner	CHICAGO, IL \| Naperville, IL	1	16	6	yes
TIMOTHY DAVID LUDWIG	n/a	CHICAGO, IL \| Naperville, IL	1	16	2	yes
JEFFERY DEAN HALLER	n/a	Naperville, IL \| Naples, FL \| CHICAGO, IL	1	32	2	yes
BRADLEY SCOTT DOY	n/a	Downers Grove, IL \| CHICAGO, IL	1	31	4	yes
JAMES ROBERT VANDE LOGT	Certified Financial Planner\|Chartered Financial Consultant	Matthews, NC \| Downers Grove, IL \| CHICAGO, IL	1	21	5	yes
Kevin Edward Dawrant	Certified Financial Planner	CHICAGO, IL \| Downers Grove, IL	1	12	1	yes
THOMAS CHRISTOPHER REYNOLDS	Certified Financial Planner	Oak Brook, IL \| Osprey, FL \| CHICAGO, IL	1	36	2	yes
KATHLEEN ANN GFRORER	Certified Financial Planner	Oak Brook, IL \| CHICAGO, IL	1	43	2	yes
JOSEPH MICHAEL ESPOSITO	n/a	Glen Ellyn, IL \| CHICAGO, IL	1	34	3	yes
CHARLES KEITH KIKER	Certified Financial Planner	Glen Ellyn, IL \| CHICAGO, IL	1	32	3	yes
KEITH BRIAN MOONEY	Certified Financial Planner\|Chartered Financial Consultant	CHICAGO, IL \| South Barrington, IL	1	31	6	yes
JOSEPH ANDREW LYONS	Certified Financial Planner\|Chartered Financial Consultant	South Barrington, IL \| CHICAGO, IL	1	29	5	yes
JEFFREY ALLEN SCHEIDER	Certified Financial Planner\|Chartered Financial Consultant	CHICAGO, IL \| South Barrington, IL	1	29	3	yes
ERIC ANTHONY MESKO	n/a	CHICAGO, IL \| South Barrington, IL	1	22	3	yes
RIKK RODRIGUEZ	Chartered Financial Consultant	CHICAGO, IL \| South Barrington, IL	1	16	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Hanavan, Jason	CHIEF EXECUTIVE OFFICER, VESTGEN WEALTH PARTNERS HOLDINGS, LLC	Na	yes	05/2026	Sep 11, 2026	Sep 11, 2026
Nickelson, Ferian	CHIEF OPERATING OFFICER	Na	yes	11/2024	Sep 11, 2026	Sep 11, 2026
VESTGEN WEALTH PARTNERS	FINANCIAL SERVICES HOLDING	E	yes	09/2024	Sep 11, 2026	Sep 11, 2026
WOODS, TIMOTHY, BERNARD	CHIEF COMPLIANCE OFFICER	Na	yes	10/2024	Sep 11, 2026	Sep 11, 2026
GERRY, JOSHUA, DAVID	CHIEF EXECUTIVE OFFICER - VESTGEN WEALTH PARTNERS HOLDINGS, LLC	Na	yes	10/2024	Oct 12, 2024	Dec 11, 2024
VESTGEN WEALTH PARTNERS HOLDING LLC	FINANCIAL SERVICES HOLDING COMPANY	E	yes	09/2024	Oct 12, 2024	Dec 11, 2024
Curran, Patrick, Michael	SENIOR COMPLIANCE OFFICER	Na	no	08/2025	Sep 11, 2026	Sep 11, 2026
Ericson, Thomas, James	SENIOR COMPLIANCE OFFICER	Na	no	11/2024	Sep 11, 2026	Sep 11, 2026
Sayers, Cathleen	DIRECTOR, OPERATIONS	Na	no	09/2024	Sep 11, 2026	Sep 11, 2026
WILLIAMS, DONALD	DIRECTOR, OPERATIONS	Na	no	09/2024	Sep 11, 2026	Sep 11, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VESTGEN INVESTMENT MANAGEMENT, LLC	n/a	Mixed wealth	$787M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
DOWNERS GROVE	IL	United States	5	yes
EGG HARBOR TOWNSHIP	Nj	United States	5	yes
Naperville	IL	United States	4	yes
Chicago	IL	United States	3	no
DOWNERS GROVE	IL	United States	3	yes
OAK BROOK	IL	United States	2	yes
Dallas	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$6.7B	$5.7B	165	58	16	n/a	n/a
2024	Mar 31, 2025	$3.5B	$3.5B	100	30	9	n/a	n/a
2023	Feb 29, 2024	$660M	$660M	7	7	1	n/a	n/a
2022	Mar 28, 2023	$528M	$528M	7	7	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
8	1	7	1.7%	0	0	0	46	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.7B	$3.5B	92.1%	$528M	132.8%	165	100	16	9

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Onedigital	3	Oct 8, 2025	Aug 25, 2025	OAK BROOK, IL	Team lift out	Other	1.0%
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	2	Oct 3, 2025	Oct 1, 2025	DOWNERS GROVE, IL	Team lift out	Ibd to RIA	0.0%
OPTIMUM INVESTMENT ADVISORS, LLC	3	Sep 30, 2025	May 28, 2025	CHICAGO, IL	Firm absorbed	RIA to RIA	75.0%
LPL FINANCIAL LLC	2	Jun 4, 2025	Jun 3, 2025	KANSAS CITY, MO	Team lift out	Ibd to RIA	0.0%
LPL FINANCIAL LLC	5	Dec 3, 2024	Oct 18, 2024	OAK BROOK, IL	Team lift out	Ibd to RIA	0.0%
OSAIC ADVISORY SERVICES, LLC	2	Nov 11, 2024	Nov 1, 2024	SOUTH BARRINGTON, IL	Team lift out	Ibd to RIA	0.6%
OSAIC ADVISORY SERVICES, LLC	7	Nov 8, 2024	Nov 1, 2024	ATLANTA, GA	Team lift out	Ibd to RIA	3.6%
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	2	Oct 16, 2024	Oct 15, 2024	NAPLES, FL	Team lift out	Ibd to RIA	0.0%
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	2	Oct 15, 2024	Oct 14, 2024	NAPERVILLE, IL	Team lift out	Ibd to RIA	0.0%
LAKE STREET	3	Sep 20, 2024	Sep 22, 2024	CHICAGO, IL	Team lift out	RIA to RIA	33.3%
LPL FINANCIAL LLC	3	Dec 21, 2022	May 3, 2022	INVERNESS, IL	Team lift out	RIA to RIA	0.0%

Relationships

Affiliated with (1)

→ VESTGEN INVESTMENT MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Registered with (59)

← PAUL PHILLIP KACZMARCZYKAdvisorregistration: current employment
Jul 31, 2026 to presentfactForm ADV
← Christopher Michael RuhnkeAdvisorregistration: current employment
Jun 22, 2026 to presentfactForm ADV
← Gavin Michael BolanosAdvisorregistration: current employment
May 18, 2026 to presentfactForm ADV
← Tristan Paul CaroneAdvisorregistration: current employment
Jan 27, 2026 to presentfactForm ADV
← Nicholas Steven WithingtonAdvisorregistration: current employment
Dec 18, 2025 to presentfactForm ADV
← DAVID C WALKERAdvisorregistration: current employment
Oct 31, 2025 to presentfactForm ADV
← JONATHAN TREAT LEWISAdvisorregistration: current employment
Oct 9, 2025 to presentfactForm ADV
← URSULA ROBINSON DALEYAdvisorregistration: current employment
Oct 6, 2025 to presentfactForm ADV
← JORDAN GLENN LEWISAdvisorregistration: current employment
Oct 6, 2025 to presentfactForm ADV
← JOHN DAVID STRALEYAdvisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV
← James M ThorntonAdvisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV
← Brian M Michael AhernAdvisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV
← JEFF LESNIEWICZAdvisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV
← MICHAEL BENEDICT MOLONEYAdvisorregistration: current employment
Sep 11, 2025 to presentfactForm ADV
← JORDAN JOSEPH LAYERAdvisorregistration: current employment
Aug 25, 2025 to presentfactForm ADV
← JAMES KIMAdvisorregistration: current employment
Aug 25, 2025 to presentfactForm ADV
← ROBERT CHARLES GREULICHAdvisorregistration: current employment
Aug 22, 2025 to presentfactForm ADV
← Robert BondimanAdvisorregistration: current employment
Aug 12, 2025 to presentfactForm ADV
← TIMOTHY BERNARD WOODSAdvisorregistration: current employment
Jul 25, 2025 to presentfactForm ADV
← MICHAEL KELLEY MARTINAdvisorregistration: current employment
Jun 3, 2025 to presentfactForm ADV
← Ryan Taylor BurchettAdvisorregistration: current employment
Jun 2, 2025 to presentfactForm ADV
← Scott Michael SheldonAdvisorregistration: current employment
Jun 2, 2025 to presentfactForm ADV
← ALFRED DAVID HOLLANDAdvisorregistration: current employment
May 29, 2025 to presentfactForm ADV
← MARK WALLACE JOHNSONAdvisorregistration: current employment
May 28, 2025 to presentfactForm ADV
← JOHN JOSEPH ZIELINSKIAdvisorregistration: current employment
May 27, 2025 to presentfactForm ADV
← TERRY MICHAEL MCCAFFREYAdvisorregistration: current employment
May 27, 2025 to presentfactForm ADV
← Daniel Harrison StringfellowAdvisorregistration: current employment
May 27, 2025 to presentfactForm ADV
← KEVIN EDWARD LOOSERAdvisorregistration: current employment
Feb 3, 2025 to presentfactForm ADV
← JOHN JOSEPH HANLONAdvisorregistration: current employment
Dec 6, 2024 to presentfactForm ADV
← JOSEPH MICHAEL ESPOSITOAdvisorregistration: current employment
Nov 1, 2024 to presentfactForm ADV
and 29 more

Moved with (6)

← RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser3 advisors, team lift out
Oct 1, 2025 to Oct 1, 2025factForm ADV
← ONEDIGITALRegistered adviser2 advisors, team lift out, same day
Oct 8, 2025 to Aug 25, 2025factForm ADV
← LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Jun 4, 2025 to Jun 3, 2025factForm ADV
← OPTIMUM INVESTMENT ADVISORS, LLCRegistered adviser3 advisors, firm absorbed, same day
Sep 30, 2025 to May 28, 2025factForm ADV
← OSAIC ADVISORY SERVICES, LLCRegistered adviser2 advisors, team lift out, same day
Nov 21, 2024 to Nov 1, 2024factForm ADV
← LAKE STREETRegistered adviser3 advisors, team lift out, same day
Sep 20, 2024 to Sep 22, 2024factForm ADV

Controls (4)

← GERRY, JOSHUA, DAVIDOwnerCHIEF EXECUTIVE OFFICER - VESTGEN WEALTH PARTNERS HOLDINGS, LLC, ownership code NA, individual
Oct 12, 2024 to Dec 11, 2024factForm ADV
← WOODS, TIMOTHY, BERNARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 12, 2024 to Dec 11, 2024factForm ADV
← Nickelson, FerianOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Nov 14, 2024 to Dec 11, 2024factForm ADV
← VESTGEN WEALTH PARTNERS HOLDING LLCOwnerFINANCIAL SERVICES HOLDING COMPANY, ownership code E, domestic entity
Oct 12, 2024 to Dec 11, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 4, 2026
Advisor changed firm
Grant Bolender left Vestgen Advisors, Llc for Strategic Advisers Llc (registered 2026-08-03)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2026
Advisor headcount changed
Vestgen Advisors, Llc reported 50 state-registered advisory representatives, up from 30 (2026-01-22 to 2026-03-31)
Form ADVobserved 4 days ago
20 IARS
Occurred
Mar 31, 2026
Regulatory AUM changed
Vestgen Advisors, Llc reported RAUM $6.7B, up 92% from $3.5B (2026-01-22 to 2026-03-31)
Form ADVobserved 4 days ago
$3.2B
Occurred
Oct 8, 2025
Team lift-out
3 advisors left Onedigital (Oak Brook, IL) for Vestgen Advisors, LLC on the same day
Form ADVobserved 2 days ago
3 advisors
Occurred
Oct 3, 2025
Team lift-out
2 advisors left Raymond James Financial Services Advisors, Inc (Downers Grove, IL) for Vestgen Advisors, LLC on the same day
Form ADVobserved 2 days ago
2 advisors
Occurred
Sep 30, 2025
Firm absorbed
Optimum Investment Advisors, LLC's advisors moved to Vestgen Advisors, LLC (Chicago, IL): 3 of 4 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Jun 4, 2025
Team lift-out
2 advisors left LPL Financial LLC (Kansas City, MO) for Vestgen Advisors, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 31, 2025
Regulatory AUM changed
Vestgen Advisors, Llc reported RAUM $3.5B, up 426% from $660.3M (2025-01-29 to 2025-03-31)
Form ADVobserved 4 days ago
$2.8B
Occurred
Dec 3, 2024
Team lift-out
5 advisors left LPL Financial LLC (Oak Brook, IL) for Vestgen Advisors, LLC within 8 days
Form ADVobserved 4 days ago
5 advisors
Occurred
Nov 14, 2024
Control person joined
Ferian Nickelson (Chief Operating Officer) appeared on Schedule A of Vestgen Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Nov 11, 2024
Team lift-out
2 advisors left Osaic Advisory Services, LLC (South Barrington, IL) for Vestgen Advisors, LLC a day apart
Form ADVobserved 2 days ago
2 advisors
Occurred
Nov 8, 2024
Team lift-out
7 advisors left Osaic Advisory Services, LLC (Atlanta, GA) for Vestgen Advisors, LLC within 13 days
Form ADVobserved 2 days ago
7 advisors
Occurred
Oct 16, 2024
Team lift-out
2 advisors left Raymond James Financial Services Advisors, Inc (Naples, FL) for Vestgen Advisors, LLC within 2 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Oct 15, 2024
Team lift-out
2 advisors left Raymond James Financial Services Advisors, Inc (Naperville, IL) for Vestgen Advisors, LLC within 3 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Oct 12, 2024
Control person left
George Craig Bolanos (Ceo) no longer on Schedule A of Vestgen Advisors, Llc (listed 2024-09-19, absent 2024-10-12)
Form ADVobserved 4 days ago
Occurred
Oct 12, 2024
Control person joined
Bernard Timothy Woods (Chief Compliance Officer) appeared on Schedule A of Vestgen Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Oct 12, 2024
Control person joined
David Joshua Gerry (Chief Executive Officer - Vestgen Wealth Partners Holdings, Llc) appeared on Schedule A of Vestgen Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Sep 20, 2024
Team lift-out
3 advisors left Lake Street (Chicago, IL) for Vestgen Advisors, LLC on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Feb 29, 2024
Regulatory AUM changed
Vestgen Advisors, Llc reported RAUM $660.3M, up 25% from $528.1M (2023-11-30 to 2024-02-29)
Form ADVobserved 4 days ago
$132M
Occurred
Mar 28, 2023
Regulatory AUM changed
Vestgen Advisors, Llc reported RAUM $528.1M, up 74% from $303.0M (2022-07-06 to 2023-03-28)
Form ADVobserved 4 days ago
$225M
Occurred
Dec 21, 2022
Team lift-out
3 advisors left LPL Financial LLC (Inverness, IL) for Vestgen Advisors, LLC on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Feb 4, 2022
First Form ADV filing
Wealth Management Group, L.L.C. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 2 bookkeeping events

Occurred
Jan 22, 2026
Vestgen Advisors, Llc reported 14 offices beyond its principal office, up from 9 (2025-07-17 to 2026-01-22)
Occurred
Nov 14, 2024
Vestgen Advisors, Llc reported 30 state-registered advisory representatives, up from 13 (2024-10-17 to 2024-11-14)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b66199ae-442f-d26c-c41b-701f177ea684
First observed: Feb 4, 2022
Last observed: Sep 11, 2026 8 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VESTGEN ADVISORS, LLC

CRD 318657

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b66199ae-442f-d26c-c41b-701f177ea684

Data as of Sep 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PATRICK JOSEPH CROWLEY

n/a

CHICAGO, IL

yes

CRAIG GEORGE BOLANOS

n/a

Marco Island, FL | CHICAGO, IL

yes

MICHAEL EDWARD SULLIVAN

n/a

CHICAGO, IL | Downers Grove, IL

yes

THOMAS JAMES GRUSZKA

Certified Financial Planner

CHICAGO, IL

yes

DAVID J BOLANOS

n/a

CHICAGO, IL

yes

NICHOLAS ANTHONY PUNZIO

n/a

CHICAGO, IL

yes

Stephen Matthew Weber

n/a

CHICAGO, IL

BRIAN NICHOLAS DEGRADO

n/a

CHICAGO, IL

Erik Gutierrez

n/a

CHICAGO, IL

TIMOTHY SCOTT MOHNS

Certified Financial Planner

Naples, FL | CHICAGO, IL | Naperville, IL

yes

MATTHEW JOSEPH EVANS

Certified Financial Planner

CHICAGO, IL | Naperville, IL

yes

TIMOTHY DAVID LUDWIG

n/a

CHICAGO, IL | Naperville, IL

yes

JEFFERY DEAN HALLER

n/a

Naperville, IL | Naples, FL | CHICAGO, IL

yes

BRADLEY SCOTT DOY

n/a

Downers Grove, IL | CHICAGO, IL

yes

JAMES ROBERT VANDE LOGT

Certified Financial Planner|Chartered Financial Consultant

Matthews, NC | Downers Grove, IL | CHICAGO, IL

yes

Kevin Edward Dawrant

Certified Financial Planner

CHICAGO, IL | Downers Grove, IL

yes

THOMAS CHRISTOPHER REYNOLDS

Certified Financial Planner

Oak Brook, IL | Osprey, FL | CHICAGO, IL

yes

KATHLEEN ANN GFRORER

Certified Financial Planner

Oak Brook, IL | CHICAGO, IL

yes

JOSEPH MICHAEL ESPOSITO

n/a

Glen Ellyn, IL | CHICAGO, IL

yes

CHARLES KEITH KIKER

Certified Financial Planner

Glen Ellyn, IL | CHICAGO, IL

yes

KEITH BRIAN MOONEY

Certified Financial Planner|Chartered Financial Consultant

CHICAGO, IL | South Barrington, IL

yes

JOSEPH ANDREW LYONS

Certified Financial Planner|Chartered Financial Consultant

South Barrington, IL | CHICAGO, IL

yes

JEFFREY ALLEN SCHEIDER

Certified Financial Planner|Chartered Financial Consultant

CHICAGO, IL | South Barrington, IL

yes

ERIC ANTHONY MESKO

n/a

CHICAGO, IL | South Barrington, IL

yes

RIKK RODRIGUEZ

Chartered Financial Consultant

CHICAGO, IL | South Barrington, IL

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Hanavan, Jason

CHIEF EXECUTIVE OFFICER, VESTGEN WEALTH PARTNERS HOLDINGS, LLC

yes

05/2026

Sep 11, 2026

Nickelson, Ferian

CHIEF OPERATING OFFICER

yes

11/2024

Sep 11, 2026

VESTGEN WEALTH PARTNERS

FINANCIAL SERVICES HOLDING

yes

09/2024

Sep 11, 2026

WOODS, TIMOTHY, BERNARD

CHIEF COMPLIANCE OFFICER

yes

10/2024

Sep 11, 2026

GERRY, JOSHUA, DAVID

CHIEF EXECUTIVE OFFICER - VESTGEN WEALTH PARTNERS HOLDINGS, LLC

yes

10/2024

Oct 12, 2024

Dec 11, 2024

VESTGEN WEALTH PARTNERS HOLDING LLC

FINANCIAL SERVICES HOLDING COMPANY

yes

09/2024

Oct 12, 2024

Dec 11, 2024

Curran, Patrick, Michael

SENIOR COMPLIANCE OFFICER

08/2025

Sep 11, 2026

Ericson, Thomas, James

SENIOR COMPLIANCE OFFICER

11/2024

Sep 11, 2026

Sayers, Cathleen

DIRECTOR, OPERATIONS

09/2024

Sep 11, 2026

WILLIAMS, DONALD

DIRECTOR, OPERATIONS

09/2024

Sep 11, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VESTGEN INVESTMENT MANAGEMENT, LLC

n/a

Mixed wealth

$787M

yes

n/a

City

State

Country

Employees

Also broker-dealer

DOWNERS GROVE

United States

yes

EGG HARBOR TOWNSHIP

United States

yes

Naperville

United States

yes

Chicago

United States

DOWNERS GROVE

United States

yes

OAK BROOK

United States

yes

Dallas

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$6.7B

$5.7B

165

n/a

2024

Mar 31, 2025

$3.5B

100

n/a

2023

Feb 29, 2024

$660M

n/a

2022

Mar 28, 2023

$528M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

1.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$6.7B

$3.5B

92.1%

$528M

132.8%

165

100

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Onedigital

Oct 8, 2025

Aug 25, 2025

OAK BROOK, IL

Team lift out

Other

1.0%

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Oct 3, 2025

Oct 1, 2025

DOWNERS GROVE, IL

Team lift out

Ibd to RIA

0.0%

OPTIMUM INVESTMENT ADVISORS, LLC

Sep 30, 2025

May 28, 2025

CHICAGO, IL

Firm absorbed

RIA to RIA

75.0%

LPL FINANCIAL LLC

Jun 4, 2025

Jun 3, 2025

KANSAS CITY, MO

Team lift out

Ibd to RIA

0.0%

LPL FINANCIAL LLC

Dec 3, 2024

Oct 18, 2024

OAK BROOK, IL

Team lift out

Ibd to RIA

0.0%

OSAIC ADVISORY SERVICES, LLC

Nov 11, 2024

Nov 1, 2024

SOUTH BARRINGTON, IL

Team lift out

Ibd to RIA

0.6%

OSAIC ADVISORY SERVICES, LLC

Nov 8, 2024

Nov 1, 2024

ATLANTA, GA

Team lift out

Ibd to RIA

3.6%

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Oct 16, 2024

Oct 15, 2024

NAPLES, FL

Team lift out

Ibd to RIA

0.0%

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Oct 15, 2024

Oct 14, 2024

NAPERVILLE, IL

Team lift out

Ibd to RIA

0.0%

LAKE STREET

Sep 20, 2024

Sep 22, 2024

CHICAGO, IL

Team lift out

RIA to RIA

33.3%

LPL FINANCIAL LLC

Dec 21, 2022

May 3, 2022

INVERNESS, IL

Team lift out

RIA to RIA

0.0%