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Advisor at WORLD INVESTMENT ADVISORS, LLC
Waukesha, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS, LLC | Other adviser | Oct 4, 2023 | n/a | yes | Waukesha, WI | Current employment |
| FINANCIAL SOLUTIONS, LLC | Former SEC adviser | Feb 5, 2013 | Oct 9, 2023 | no | WAUKESHA, WI | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Feb 1, 2013 | Mar 16, 2016 | no | SCOTTSDALE, AZ|WAUKESHA, WI | Previous registration |
| JLTD ADVISORS, LLC | Former SEC adviser | May 4, 2010 | Mar 2, 2016 | no | CHICAGO, IL | Previous registration |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Oct 31, 2003 | May 5, 2010 | no | Chicago, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL SOLUTIONS, LLC | WORLD INVESTMENT ADVISORS, LLC | Oct 9, 2023 | Oct 4, 2023 | -5 | Firm change | Other |
| OSAIC WEALTH, INC. | FINANCIAL SOLUTIONS, LLC | Mar 16, 2016 | Feb 5, 2013 | -1,135 | Firm change after gap | Other |
| JLTD ADVISORS, LLC | OSAIC WEALTH, INC. | Mar 2, 2016 | Feb 1, 2013 | -1,125 | Firm change after gap | Other |
| B RILEY WEALTH MANAGEMENT | JLTD ADVISORS, LLC | May 5, 2010 | May 4, 2010 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110149:208512:WI:2023-10-09 | Oct 9, 2023 | Oct 4, 2023 | WAUKESHA, WI | Firm change |