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Registered advisor
T•••••• D••••• M••••••
Feed of 09/14/2026
Also filed as T•••••• D M••••••
At current firm
2 y
since Oct 4, 2023
In the industry
32 y
since Apr 12, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• I••••••••• A•••••••• L•• other currentsince Oct 4, 2023 · Waukesha, Wi
- F•••••••• S••••••••• L•• formerFeb 5, 2013 to Oct 9, 2023 · Waukesha, Wi
- O•••• W•••••• I••• BD affiliatedFeb 1, 2013 to Mar 16, 2016 · Scottsdale, Az
- J••• A•••••••• L•• formerMay 4, 2010 to Mar 2, 2016 · Chicago, Il
- B• R•••• W••••• M••••••••• formerOct 31, 2003 to May 5, 2010 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- F•••••••• S••••••••• L•• to W•••• I••••••••• A•••••••• L••left Oct 9, 2023, registered Oct 4, 2023 (-5 days) · Other · moved with a team
- O•••• W•••••• I••• to F•••••••• S••••••••• L••left Mar 16, 2016, registered Feb 5, 2013 (-1135 days) · Other
- J••• A•••••••• L•• to O•••• W•••••• I•••left Mar 2, 2016, registered Feb 1, 2013 (-1125 days) · Other
- B• R•••• W••••• M••••••••• to J••• A•••••••• L••left May 5, 2010, registered May 4, 2010 (-1 days) · Other
Signals
- T•••••• D••••• M•••••• left F•••••••• S••••••••• L•• for W•••• I••••••••• A•••••••• L•• (registered 2023-10-04)Oct 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address