DFX Intelligence

V• D••••• I••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

V• D••••• I••••••••• I••

CRD 310379

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Search this name across graphsid dfx:ria:2007e88f-63a3-d75c-0dce-e31c4837e4a1

Data as of Jul 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Aug 29, 2020 to Jul 27, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

V• D••••• I••••••••• I••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $63.3M••• Locked
Discretionary RAUM: $63.3M
Private client RAUM: $63.3Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $63.3Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
V••••• L••• G•••••••	n/a	CORAL GABLES, FL	0	18	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
8•••••••••	Private Equity Fund	$32.0M	Mar 10, 2024	4	Jan 2, 2021	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••• G•••••••• V•••••	PRESIDENT, CHIEF COMPLIANCE OFFICER	E	yes	02/2020	Aug 29, 2020	Mar 10, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$63.3M	$98.5M	-35.7%	$104M	-15.2%	1	1	0	0

Relationships

Registered with (1)

← V••••• L••• G•••••••Advisorregistration: current employment
Dec 15, 2025 to presentfactForm ADV

Advises (1)

→ 8•••••••••Private fundPrivate Equity Fund, IA
Jan 2, 2021 to presentfactForm ADV

Controls (1)

← L••• G•••••••• V•••••OwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Aug 29, 2020 to Mar 10, 2024factForm ADV

Dated events

Occurred
Aug 29, 2020
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2007e88f-63a3-d75c-0dce-e31c4837e4a1
First observed: Aug 29, 2020
Last observed: Jul 27, 2026 57 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.