DFX Intelligence

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SEC-registered adviser

V• D••••• I••••••••• I••

Independent wealth managerCRD 310379SEC 801-119554IAPD

Latest filing Jul 27, 2026

First filing on the tape Aug 29, 2020 · 13 filings

SEC status approved since Sep 28, 2020

RAUM

$63.3M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$63.3M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$63.3M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

13 filings and snapshots on the tape

RAUM$63.3M as of Jul 27, 2026

Feb 2, 2021$104M then

HNW client RAUM$63.3M as of Jul 27, 2026

Mar 30, 2026$102M then

State-registered IARs (5.B.3)0 as of Jul 27, 2026

Feb 2, 20210 then

Employees (5.A)1 as of Jul 27, 2026

Feb 2, 20211 then

Private funds1 as of Mar 10, 2024

Feb 2, 20211 then

RAUM -36% over the last fiscal year-15% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Jul 27, 2026; every figure names its basis

Archetypes, each a printed rule

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $63.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.3MderivedHNW RAUM over HNW clients
Average account: $3.3MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +3.6%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$63.3M100%

Individual clients: n/areported
HNW clients: 19reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 19reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

1 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
V••••• L••• G•••••••	Coral Gables, Fl	Dec 15, 2025	18 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
8•••••••••	Private Equity Fund	$32.0M	4	Jan 2, 2021

Owners and control persons

Schedule A and B, latest filing

L••• G•••••••• V••••• · President, Chief Compliance Officercontrol
since 02/2020 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

3 against comparable advisers; where to look, not conclusions

discretionary share shiftChange between filings · filing Mar 30, 2026
discretionary share of RAUM moved from 59.0% to 100.0% between the annual amendments of 2025-03-27 and 2026-03-30
peers: independent wealth managers, under $100M (708)
client mix shiftChange between filings · filing Mar 30, 2026
private-client share of RAUM moved from 0.0% to 100.0% between the annual amendments of 2025-03-27 and 2026-03-30
peers: independent wealth managers, under $100M (708)
institutional asset share shiftChange between filings · filing Mar 30, 2026
institutional share of RAUM moved from 100.0% to 0.0% between the annual amendments of 2025-03-27 and 2026-03-30
peers: independent wealth managers, under $100M (708)

How anomalies are measured

What changed

consecutive filings, newest first

Discretionary RAUM · $102M to $63.3M
Mar 30, 2026 to Jul 27, 2026
HNW RAUM · $102M to $63.3M
Mar 30, 2026 to Jul 27, 2026
RAUM · $102M to $63.3M
Mar 30, 2026 to Jul 27, 2026
Discretionary RAUM · $58.5M to $102M
Mar 27, 2025 to Mar 30, 2026
HNW RAUM · unset to 102000000.0
Mar 27, 2025 to Mar 30, 2026
Non-discretionary RAUM · $40.0M to $0
Mar 27, 2025 to Mar 30, 2026
RAUM · $98.5M to $102M
Mar 27, 2025 to Mar 30, 2026
Corporate clients · 19.0 to unset
Mar 27, 2025 to Mar 30, 2026
HNW clients · unset to 19.0
Mar 27, 2025 to Mar 30, 2026
Accounts · 29 to 19
Mar 10, 2024 to Mar 27, 2025
Financial planning clients · 0 to 0
Mar 10, 2024 to Mar 27, 2025
HQ city · unset to
Mar 10, 2024 to Mar 27, 2025
HQ state · unset to
Mar 10, 2024 to Mar 27, 2025
Private funds · 1 to unset
Mar 10, 2024 to Mar 27, 2025
Discretionary RAUM · $103M to $58.5M
Mar 10, 2024 to Mar 27, 2025
Non-discretionary RAUM · $0 to $40.0M
Mar 10, 2024 to Mar 27, 2025
RAUM · $103M to $98.5M
Mar 10, 2024 to Mar 27, 2025
Accounts · 19 to 29
Jul 6, 2023 to Mar 10, 2024
Discretionary RAUM · $104M to $103M
Jul 6, 2023 to Mar 10, 2024
RAUM · $104M to $103M
Jul 6, 2023 to Mar 10, 2024
Accounts · 20 to 19
Feb 14, 2022 to Mar 7, 2023
Corporate clients · 20 to 19
Feb 14, 2022 to Mar 7, 2023
HQ city · MIAMI to unset
Feb 14, 2022 to Mar 7, 2023
HQ state · FL to unset
Feb 14, 2022 to Mar 7, 2023
Discretionary RAUM · $75.0M to $104M
Feb 14, 2022 to Mar 7, 2023
Non-discretionary RAUM · $35.0M to $0
Feb 14, 2022 to Mar 7, 2023
RAUM · $110M to $104M
Feb 14, 2022 to Mar 7, 2023
Discretionary RAUM · $64.5M to $75.0M
Aug 16, 2021 to Feb 14, 2022
Non-discretionary RAUM · $39.6M to $35.0M
Aug 16, 2021 to Feb 14, 2022
RAUM · $104M to $110M
Aug 16, 2021 to Feb 14, 2022
Accounts · unset to 20.0
Sep 1, 2020 to Jan 2, 2021
Advisory activities · 2 to 1
Sep 1, 2020 to Jan 2, 2021
Corporate clients · 15 to 20
Sep 1, 2020 to Jan 2, 2021
Private funds · unset to 1
Sep 1, 2020 to Jan 2, 2021
Discretionary RAUM · unset to 64500000.0
Sep 1, 2020 to Jan 2, 2021
Non-discretionary RAUM · unset to 39600000.0
Sep 1, 2020 to Jan 2, 2021
RAUM · unset to 104100000.0
Sep 1, 2020 to Jan 2, 2021

Signals

1 dated events

••• Locked
Aug 29, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

V• D••••• I••••••••• I•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Principal office phone: 305-484-2403reportedpublic record, Form ADV, Jul 27, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $63.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026