DFX Intelligence

C••••••••• A••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

C••••••••• A••• C•••••

Advisor at A•••••• W••••• M••••••••• L••

MOUNT PLEASANT, SC | MOUNT GRETNA, PA

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Search this name across graphsid dfx:ria:201107c4-6a8e-2122-cb91-30222a479db0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 9, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• L••	Independent wealth	Oct 25, 2021	n/a	yes	MOUNT PLEASANT, SC\|MOUNT GRETNA, PA	Current employment
S••••••••• F•••••••• G••••• L••	Independent wealth	Jun 6, 2019	Sep 24, 2021	no	HARRISBURG, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• F•••••••• G••••• L••	A•••••• W••••• M••••••••• L••	Sep 24, 2021	Oct 25, 2021	31	Firm change	RIA to RIA
R•• P•••••• W•••••	S••••••••• F•••••••• G••••• L••	May 17, 2019	Jun 6, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
281037:291902:PA:2021-09-24	Sep 24, 2021	Oct 25, 2021	HARRISBURG, PA	Firm change

Relationships

Registered with (3)

→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 25, 2021 to presentfactForm ADV
→ S••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jun 6, 2019 to Sep 24, 2021factForm ADV
→ R•• P•••••• W•••••Registered adviserregistration: previous registration
Aug 27, 2013 to May 17, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:201107c4-6a8e-2122-cb91-30222a479db0
First observed: Aug 27, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.