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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

RKL PRIVATE WEALTH

RKL WEALTH MANAGEMENT LLC, CRD 122693

LANCASTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b411929b-3ac6-c676-589d-086a32862863

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 59
Dated events: 26
On other graphs: 0
Observed: Mar 22, 2012 to Mar 27, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.84 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.5BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $2.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 84%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 27
RAUM per advisor: $92.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 38
Advisory employees: 23
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 2,675
Individual clients: 486
High net worth clients: 462
Custody, client assets: $924,279
SEC number: 801-66968
CRD: 122693
Filings on the tape: 38
First filed: Mar 22, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, PA
Website: vimeo.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 27

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
EDWARD WILLIAM MONBORNE	n/a	LANCASTER, PA	26	26	n/a	no
MICHAEL RAY HINERDEER	n/a	LANCASTER, PA	17	20	n/a	no
LAURIE MICHELE PEER	Certified Financial Planner	WYOMISSING, PA	10	25	3	no
THOMAS DAVID REARDON	Certified Financial Planner	WYOMISSING, PA	10	15	1	no
BRANDON K ADAMS	Chartered Financial Analyst	LANCASTER, PA	9	14	1	no
DEBORAH JEAN LANDER	Certified Financial Planner	LANCASTER, PA	8	37	n/a	no
DAVID MICHAEL MORAIS	Certified Financial Planner	YORK, PA \| LANCASTER, PA	7	25	2	no
ROBERT WATSON SIMONS	n/a	LITITZ, PA \| LANCASTER, PA	6	26	1	no
WILLIAM MICHAEL ONORATO	n/a	LANCASTER, PA	6	11	n/a	no
HAROLD JOSEPH BESHAW	Certified Financial Planner\|Chartered Financial Consultant	LANCASTER, PA	4	30	7	no
RONALD IRVIN STILES	n/a	LANCASTER, PA \| Wyomissing, PA	3	18	3	no
Samuel Ahmed Ben Ali	Certified Financial Planner	LANCASTER, PA	2	12	n/a	no
Shelby Jury	n/a	LANCASTER, PA	2	11	n/a	no
Reed Jason Bruner	n/a	LANCASTER, PA	1	12	3	no
Kyle James Brady	n/a	LANCASTER, PA	1	11	n/a	no
Joshua R. Wenger	n/a	LANCASTER, PA	1	12	1	no
Matthew D Hornberger	n/a	LANCASTER, PA	0	22	n/a	no
ADAM JAMES HOLLINGER	Certified Financial Planner	LANCASTER, PA	0	16	4	no
EMILY DETZ	Chartered Financial Analyst	LANCASTER, PA	0	11	n/a	no
Gabriel Elwood Stetler	n/a	LANCASTER, PA	0	10	n/a	no
SCOTT DAVID EHRIG	Certified Financial Planner	YORK, PA \| LANCASTER, PA	0	19	1	no
Michael Snyder	n/a	LANCASTER, PA	0	9	2	no
Matthew Gordner	n/a	LANCASTER, PA	0	10	n/a	no
Michael Steven Miller	Certified Financial Planner	YORK, PA \| LANCASTER, PA	0	10	1	no
Daniel Jonathan Preziosi	n/a	LANCASTER, PA	0	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ENGLERT, JULIE, A	CHIEF COMPLIANCE OFFICER	Na	yes	03/2024	Mar 27, 2026	Mar 27, 2026
PEER, LAURIE, MICHELE	President	Na	yes	09/2018	Mar 27, 2026	Mar 27, 2026
RKL LLP	Member	E	yes	01/2005	Mar 27, 2026	Mar 27, 2026
MONBORNE, EDWARD, WILLIAM	CHIEF EXECUTIVE OFFICER OF RKL LLP	F	yes	07/2011	Mar 22, 2012	Oct 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RKL LLP (FKA - REINSEL KUNTZ LESHER LLP)	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Wyomissing	Pa	United States	4	no
York	Pa	United States	2	no
Chambersburg	Pa	United States	1	no
Exton	Pa	United States	1	no
Allentown	Pa	United States	0	no
Mechanicsburg	Pa	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$2.5B	$2.2B	38	23	6	n/a	n/a
2024	Mar 28, 2025	$2.1B	$1.9B	37	25	6	n/a	n/a
2023	Mar 27, 2024	$1.8B	$1.6B	35	25	6	n/a	n/a
2022	Mar 29, 2023	$1.4B	$1.3B	33	21	6	n/a	n/a
2021	Mar 27, 2022	$1.4B	$1.2B	28	19	6	n/a	n/a
2020	Mar 12, 2021	$1.2B	$1.1B	24	16	5	n/a	n/a
2019	Mar 16, 2020	$1.0B	$970M	24	18	5	n/a	n/a
2018	Mar 26, 2019	$1.0B	$1.0B	25	19	5	n/a	n/a
2017	Mar 29, 2018	$1.0B	$1.0B	20	13	3	n/a	n/a
2016	Mar 31, 2017	$882M	$738M	17	12	n/a	n/a	n/a
2015	Jan 5, 2016	$387M	$385M	15	13	n/a	n/a	n/a
2014	Mar 24, 2015	$357M	$355M	9	7	n/a	n/a	n/a
2013	Feb 12, 2014	$298M	$296M	9	5	n/a	n/a	n/a
2012	Jan 18, 2013	$228M	$224M	7	4	n/a	n/a	n/a
2011	Mar 22, 2012	$190M	$185M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
6	9	-3	33.3%	1	0	0	9	14

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.5B	$2.1B	17.8%	$1.4B	20.5%	38	37	6	6

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ARX PRIVATE WEALTH	5	Feb 12, 2026	Feb 23, 2026	LANCASTER, PA	Team lift out	RIA to new firm	20.8%
APOLLON WEALTH MANAGEMENT, LLC	2	Jun 3, 2025	Jun 3, 2025	LANCASTER, PA	Team lift out	RIA to RIA	8.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AVANTAX ADVISORY SERVICES	2	Dec 31, 2021	Jan 21, 2022	IRVING, TX	Team lift out	Ibd to RIA	0.1%
STERLING FINANCIAL ADVISORS, LLC	4	Feb 12, 2016	Jan 12, 2016	WYOMISSING, PA	Firm absorbed	Other	100.0%

Relationships

Registered with (49)

← ABBEY MCCORMICKAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← Abigail R SmithAdvisorregistration: current employment
Jul 8, 2026 to presentfactForm ADV
← Daniel Jonathan PreziosiAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Michael Steven MillerAdvisorregistration: current employment
May 12, 2026 to presentfactForm ADV
← Matthew GordnerAdvisorregistration: current employment
May 11, 2026 to presentfactForm ADV
← SCOTT DAVID EHRIGAdvisorregistration: current employment
Apr 8, 2026 to presentfactForm ADV
← Michael SnyderAdvisorregistration: current employment
Apr 8, 2026 to presentfactForm ADV
← Gabriel Elwood StetlerAdvisorregistration: current employment
Mar 14, 2026 to presentfactForm ADV
← EMILY DETZAdvisorregistration: current employment
Mar 7, 2026 to presentfactForm ADV
← ADAM JAMES HOLLINGERAdvisorregistration: current employment
Jan 7, 2026 to presentfactForm ADV
← Matthew D HornbergerAdvisorregistration: current employment
Sep 23, 2025 to presentfactForm ADV
← Joshua R. WengerAdvisorregistration: current employment
Jul 28, 2025 to presentfactForm ADV
← Kyle James BradyAdvisorregistration: current employment
Jul 14, 2025 to presentfactForm ADV
← Reed Jason BrunerAdvisorregistration: current employment
Nov 6, 2024 to presentfactForm ADV
← Shelby JuryAdvisorregistration: current employment
Aug 17, 2024 to presentfactForm ADV
← Samuel Ahmed Ben AliAdvisorregistration: current employment
Sep 29, 2023 to presentfactForm ADV
← RONALD IRVIN STILESAdvisorregistration: current employment
Aug 15, 2023 to presentfactForm ADV
← HAROLD JOSEPH BESHAWAdvisorregistration: current employment
Jan 21, 2022 to presentfactForm ADV
← WILLIAM MICHAEL ONORATOAdvisorregistration: current employment
Aug 27, 2020 to presentfactForm ADV
← ROBERT WATSON SIMONSAdvisorregistration: previous registration
Jun 8, 2000 to Dec 31, 2010factForm ADV
← DAVID MICHAEL MORAISAdvisorregistration: current employment
Dec 19, 2018 to presentfactForm ADV
← DEBORAH JEAN LANDERAdvisorregistration: current employment
Apr 27, 2018 to presentfactForm ADV
← BRANDON K ADAMSAdvisorregistration: current employment
Dec 7, 2016 to presentfactForm ADV
← LAURIE MICHELE PEERAdvisorregistration: current employment
Jan 12, 2016 to presentfactForm ADV
← THOMAS DAVID REARDONAdvisorregistration: current employment
Jan 12, 2016 to presentfactForm ADV
← MICHAEL RAY HINERDEERAdvisorregistration: current employment
Apr 7, 2009 to presentfactForm ADV
← EDWARD WILLIAM MONBORNEAdvisorregistration: current employment
Feb 23, 2000 to presentfactForm ADV
← AMY LYNN MAGNOTTAAdvisorregistration: previous registration
May 12, 2026 to Jun 11, 2026factForm ADV
← Ryan ModzeleskiAdvisorregistration: previous registration
Jan 23, 2026 to May 12, 2026factForm ADV
← HALEY MARIE SCHWARTZAdvisorregistration: previous registration
Aug 8, 2017 to Feb 12, 2026factForm ADV
and 19 more

Affiliated with (1)

← STERLING FINANCIAL ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Moved with (4)

→ ARX PRIVATE WEALTHRegistered adviser5 advisors, team lift out, same day
Feb 12, 2026 to Feb 23, 2026factForm ADV
→ APOLLON WEALTH MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Jun 3, 2025 to Jun 3, 2025factForm ADV
← AVANTAX ADVISORY SERVICESRegistered adviser2 advisors, team lift out, same day
Dec 31, 2021 to Jan 21, 2022factForm ADV
← STERLING FINANCIAL ADVISORS, LLCRegistered adviser4 advisors, firm absorbed, same day
Feb 12, 2016 to Jan 12, 2016factForm ADV

Controls (4)

← PEER, LAURIE, MICHELEOwnerPRESIDENT, ownership code NA, individual
Jan 5, 2016 to Oct 15, 2024factForm ADV
← MONBORNE, EDWARD, WILLIAMOwnerCHIEF EXECUTIVE OFFICER OF RKL LLP, ownership code F, individual
Mar 22, 2012 to Oct 15, 2024factForm ADV
← ENGLERT, JULIE, AOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2024 to Oct 15, 2024factForm ADV
← RKL LLPOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2018 to Oct 15, 2024factForm ADV

Dated events

Occurred
Jun 11, 2026
Advisor changed firm
Amy Lynn Magnotta left Rkl Private Wealth for Seeds (registered 2026-07-08)
Form ADVobserved 6 days ago
Occurred
May 12, 2026
Advisor changed firm
Ryan Modzeleski left Rkl Private Wealth for J. W. Cole Advisors, Inc. (registered 2026-05-13)
Form ADVobserved 6 days ago
Occurred
Feb 12, 2026
Team lift-out
5 advisors left Rkl Private Wealth (Lancaster, PA) for Arx Private Wealth on the same day
Form ADVobserved 6 days ago
5 advisors
Occurred
Feb 12, 2026
Advisor changed firm
Haley Marie Schwartz left Rkl Private Wealth for Arx Private Wealth (registered 2026-02-23)
Form ADVobserved 6 days ago
Occurred
Feb 12, 2026
Advisor changed firm
Tyler Lee Harris left Rkl Private Wealth for Arx Private Wealth (registered 2026-02-20)
Form ADVobserved 6 days ago
Occurred
Feb 12, 2026
Advisor changed firm
Maggie Grace Fisher left Rkl Private Wealth for Arx Private Wealth (registered 2026-02-20)
Form ADVobserved 6 days ago
Occurred
Feb 12, 2026
Advisor changed firm
Joshua Todd Guevin left Rkl Private Wealth for Arx Private Wealth (registered 2026-02-20)
Form ADVobserved 6 days ago
Occurred
Feb 12, 2026
Advisor changed firm
Nikolas C Madonis left Rkl Private Wealth for Arx Private Wealth (registered 2026-02-20)
Form ADVobserved 6 days ago
Occurred
Jan 28, 2026
Advisor changed firm
Tyler Lee Leiphart left Rkl Private Wealth for Henderson Financial Group Llc (registered 2026-01-29)
Form ADVobserved 6 days ago
Occurred
Sep 30, 2025
Advisor changed firm
Chad M Stauffer left Rkl Private Wealth for Mercer Global Advisors Inc. (registered 2025-10-09)
Form ADVobserved 6 days ago
Occurred
Jun 3, 2025
Team lift-out
2 advisors left Rkl Private Wealth (Lancaster, PA) for Apollon Wealth Management, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Jun 3, 2025
Advisor changed firm
Brayden John Campbell left Rkl Private Wealth for Apollon Wealth Management, Llc (registered 2025-06-03)
Form ADVobserved 6 days ago
Occurred
Jun 3, 2025
Advisor changed firm
James Justin Palys left Rkl Private Wealth for Apollon Wealth Management, Llc (registered 2025-06-03)
Form ADVobserved 6 days ago
Occurred
Oct 15, 2024
Control person left
Alexander Nicholas Boyer (Executive Vice President) no longer on Schedule A of Rkl Private Wealth (listed 2024-03-27, absent 2024-10-15)
Form ADVobserved 6 days ago
Occurred
Aug 7, 2024
Advisor changed firm
John Richard Jeffrey left Rkl Private Wealth for Pitcairn (registered 2025-01-08)
Form ADVobserved 6 days ago
Occurred
Aug 5, 2024
Advisor changed firm
Jon Richard Peterson left Rkl Private Wealth for Corient (registered 2024-09-03)
Form ADVobserved 6 days ago
Occurred
Jul 1, 2024
Advisor changed firm
Jennifer L Connolly left Rkl Private Wealth for Avantax Advisory Services (registered 2024-06-28)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2024
Regulatory AUM changed
Rkl Private Wealth reported RAUM $1.8B, up 25% from $1.4B (2024-02-21 to 2024-03-27)
Form ADVobserved 6 days ago
$364M
Occurred
Mar 27, 2024
Control person joined
A Julie Englert (Chief Compliance Officer) appeared on Schedule A of Rkl Private Wealth
Form ADVobserved 6 days ago
Occurred
May 23, 2023
Advisor changed firm
Andrew Michael Kurtz left Rkl Private Wealth for Ep Wealth Advisors (registered 2023-08-11)
Form ADVobserved 6 days ago
Occurred
Nov 16, 2022
Advisor changed firm
Christian Pascuzzo left Rkl Private Wealth for Commonwealth Financial Network (registered 2022-12-02)
Form ADVobserved 6 days ago
Occurred
Oct 11, 2021
Control person left
Jean Stephanie Etter (Chief Compliance Officer) no longer on Schedule A of Rkl Private Wealth (listed 2021-03-16, absent 2021-10-11)
Form ADVobserved 6 days ago
Occurred
Mar 26, 2019
Control person joined
Jean Stephanie Etter (Chief Compliance Officer) appeared on Schedule A of Rkl Private Wealth
Form ADVobserved 6 days ago
Occurred
Mar 26, 2019
Control person joined
Alexander Nicholas Boyer (Executive Vice President) appeared on Schedule A of Rkl Private Wealth
Form ADVobserved 6 days ago
Occurred
Mar 26, 2019
Control person left
Young Sarah Fisher (President) no longer on Schedule A of Rkl Private Wealth (listed 2018-03-29, absent 2019-03-26)
Form ADVobserved 6 days ago
Occurred
Mar 26, 2019
Control person left
Ann Theresa Muller (Chief Compliance Officer) no longer on Schedule A of Rkl Private Wealth (listed 2018-03-29, absent 2019-03-26)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b411929b-3ac6-c676-589d-086a32862863
First observed: Mar 22, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RKL PRIVATE WEALTH

RKL WEALTH MANAGEMENT LLC, CRD 122693

LANCASTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b411929b-3ac6-c676-589d-086a32862863

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:42 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

EDWARD WILLIAM MONBORNE

n/a

LANCASTER, PA

n/a

MICHAEL RAY HINERDEER

n/a

LANCASTER, PA

n/a

LAURIE MICHELE PEER

Certified Financial Planner

WYOMISSING, PA

THOMAS DAVID REARDON

Certified Financial Planner

WYOMISSING, PA

BRANDON K ADAMS

Chartered Financial Analyst

LANCASTER, PA

DEBORAH JEAN LANDER

Certified Financial Planner

LANCASTER, PA

n/a

DAVID MICHAEL MORAIS

Certified Financial Planner

YORK, PA | LANCASTER, PA

ROBERT WATSON SIMONS

n/a

LITITZ, PA | LANCASTER, PA

WILLIAM MICHAEL ONORATO

n/a

LANCASTER, PA

n/a

HAROLD JOSEPH BESHAW

Certified Financial Planner|Chartered Financial Consultant

LANCASTER, PA

RONALD IRVIN STILES

n/a

LANCASTER, PA | Wyomissing, PA

Samuel Ahmed Ben Ali

Certified Financial Planner

LANCASTER, PA

n/a

Shelby Jury

n/a

LANCASTER, PA

n/a

Reed Jason Bruner

n/a

LANCASTER, PA

Kyle James Brady

n/a

LANCASTER, PA

n/a

Joshua R. Wenger

n/a

LANCASTER, PA

Matthew D Hornberger

n/a

LANCASTER, PA

n/a

ADAM JAMES HOLLINGER

Certified Financial Planner

LANCASTER, PA

EMILY DETZ

Chartered Financial Analyst

LANCASTER, PA

n/a

Gabriel Elwood Stetler

n/a

LANCASTER, PA

n/a

SCOTT DAVID EHRIG

Certified Financial Planner

YORK, PA | LANCASTER, PA

Michael Snyder

n/a

LANCASTER, PA

Matthew Gordner

n/a

LANCASTER, PA

n/a

Michael Steven Miller

Certified Financial Planner

YORK, PA | LANCASTER, PA

Daniel Jonathan Preziosi

n/a

LANCASTER, PA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ENGLERT, JULIE, A

CHIEF COMPLIANCE OFFICER

yes

03/2024

Mar 27, 2026

PEER, LAURIE, MICHELE

President

yes

09/2018

Mar 27, 2026

RKL LLP

Member

yes

01/2005

Mar 27, 2026

MONBORNE, EDWARD, WILLIAM

CHIEF EXECUTIVE OFFICER OF RKL LLP

yes

07/2011

Mar 22, 2012

Oct 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RKL LLP (FKA - REINSEL KUNTZ LESHER LLP)

n/a

City

State

Country

Employees

Also broker-dealer

Wyomissing

United States

York

United States

Chambersburg

United States

Exton

United States

Allentown

United States

Mechanicsburg

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$2.5B

$2.2B

n/a

2024

Mar 28, 2025

$2.1B

$1.9B

n/a

2023

Mar 27, 2024

$1.8B

$1.6B

n/a

2022

Mar 29, 2023

$1.4B

$1.3B

n/a

2021

Mar 27, 2022

$1.4B

$1.2B

n/a

2020

Mar 12, 2021

$1.2B

$1.1B

n/a

2019

Mar 16, 2020

$1.0B

$970M

n/a

2018

Mar 26, 2019

$1.0B

n/a

2017

Mar 29, 2018

$1.0B

n/a

2016

Mar 31, 2017

$882M

$738M

n/a

2015

Jan 5, 2016

$387M

$385M

n/a

2014

Mar 24, 2015

$357M

$355M

n/a

2013

Feb 12, 2014

$298M

$296M

n/a

2012

Jan 18, 2013

$228M

$224M

n/a

2011

Mar 22, 2012

$190M

$185M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

33.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.5B

$2.1B

17.8%

$1.4B

20.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ARX PRIVATE WEALTH

Feb 12, 2026

Feb 23, 2026

LANCASTER, PA

Team lift out

RIA to new firm

20.8%

APOLLON WEALTH MANAGEMENT, LLC

Jun 3, 2025

LANCASTER, PA

Team lift out

RIA to RIA

8.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AVANTAX ADVISORY SERVICES

Dec 31, 2021

Jan 21, 2022

IRVING, TX

Team lift out

Ibd to RIA

0.1%

STERLING FINANCIAL ADVISORS, LLC

Feb 12, 2016

Jan 12, 2016

WYOMISSING, PA

Firm absorbed

Other

100.0%