DFX Intelligence

R••• L•• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

R••• L•• C••••••

Advisor at S••••••• F••••••••• L••• C••

HOUSTON, TX

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Search this name across graphsid dfx:ria:2014d259-076f-0aa9-f911-47e650e73d13

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• F••••••••• L••• C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• F••••••••• L••• C••	Independent wealth	Jan 11, 2023	n/a	yes	HOUSTON, TX	Current employment
E•••••••• A•••••••• L••	National bd RIA	Apr 27, 2021	Jan 20, 2023	no	MAGNOLIA, TX\|HOUSTON, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	S••••••• F••••••••• L••• C••	Jan 20, 2023	Jan 11, 2023	-9	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:171816:TX:2023-01-20	Jan 20, 2023	Jan 11, 2023	HOUSTON, TX	Firm change

Relationships

Registered with (2)

→ S••••••• F••••••••• L••• C••Registered adviserregistration: current employment
Jan 11, 2023 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 27, 2021 to Jan 20, 2023factForm ADV

Dated events

Occurred
Jan 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2014d259-076f-0aa9-f911-47e650e73d13
First observed: Apr 27, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.