DFX Intelligence

A••••••• P••••••• F•••••••• S••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

A••••••• P••••••• F•••••••• S••••••• L••

CRD 293290

EAST BRUNSWICK, NJ

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Search this name across graphsid dfx:ria:2020043f-52e3-a44f-f287-397e5ea13242

Data as of Nov 25, 2018 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2018 to Nov 25, 2018
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• L••	Member	D	yes	01/2018	Mar 23, 2018	Nov 25, 2018
B•••• E••••••••• L••	Member	D	yes	03/2018	Mar 23, 2018	Nov 25, 2018
B••••••••• N•••• M••••

Relationships

Controls (6)

← C••••• A••••••••• F•••••••OwnerMEMBER, ownership code D, individual
Apr 5, 2018 to presentfactForm ADV
← B••••••••• W••••••• S••••••OwnerMEMBER, ownership code D, individual
Mar 23, 2018 to presentfactForm ADV
← B••••••••• N•••• M••••OwnerMEMBER, ownership code D, individual
Apr 5, 2018 to presentfactForm ADV
← L••• A•••••OwnerMEMBER, ownership code D, individual
Apr 5, 2018 to presentfact

Dated events

Occurred
Mar 23, 2018
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2020043f-52e3-a44f-f287-397e5ea13242
First observed: Mar 23, 2018
Last observed: Nov 25, 2018 95 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.