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Former SEC-registered adviser

A••••••• P••••••• F•••••••• S••••••• L••

Former SEC-registered adviserEast Brunswick, New JerseyCRD 293290SEC 801-112938IAPD
Latest filing Nov 25, 2018
First filing on the tape Mar 23, 2018 · 4 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM: no history
HNW client RAUM$0 as of Nov 25, 2018
Mar 23, 2018$0 then
State-registered IARs (5.B.3)0 as of Nov 25, 2018
Mar 23, 20180 then
Employees (5.A)1 as of Nov 25, 2018
Mar 23, 20181 then
Private funds: no history
Practice profile
derived from the filing of Nov 25, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
hourly, fixed fees, subscriptionreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B••••••••• W••••••• S•••••• · Founder/Ccocontrol
      since 01/2018 · owns less than 5%
    • B••••••••• N•••• M•••• · Membercontrol
      since 03/2018 · owns 50% to 75% of B•••• E••••••••• L••
    • B••••••••• W••••••• S•••••• · Membercontrol
      since 03/2018 · owns 50% to 75% of B•••• E••••••••• L••
    • C••••• A••••••••• F••••••• · Membercontrol
      since 08/2013 · owns 50% to 75% of A••••••• L••
    • L••• A••••• · Membercontrol
      since 08/2013 · owns 50% to 75% of A••••••• L••
    Entity owners
    • A••••••• L•• · Member
      direct · owns 50% to 75%
    • B•••• E••••••••• L•• · Member
      direct · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Business name · L••• T••• W•••• L•• to A••••••• P••••••• F•••••••• S••••••• L••
      Sep 5, 2018 to Nov 25, 2018
    • Legal name · L••• T••• W•••• L•• to A••••••• P••••••• F•••••••• S••••••• L••
      Sep 5, 2018 to Nov 25, 2018
    Signals
    1 dated events
    • L••• T••• W•••• L•• filed its initial SEC registration (Form ADV)
      Mar 23, 2018 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026