DFX Intelligence

C••••••••• W•••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

C••••••••• W•••• L••••

Advisor at S••••• G••••• I••••••••• L••

Thornton, CO | BOUNTIFUL, UT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 25, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• G••••• I••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• G••••• I••••••••• L••	Mixed wealth	Aug 8, 2025	n/a	yes	Thornton, CO\|BOUNTIFUL, UT	Current employment
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Apr 5, 2013	Oct 15, 2024	no	GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A••••••• G••••• L••	S••••• G••••• I••••••••• L••	Oct 15, 2024	Aug 8, 2025	297	Firm change	Ibd to RIA
W•••••• • R•••	E•••••• A••••••• G••••• L••	Dec 31, 2004	Apr 5, 2013

Relationships

Registered with (3)

→ S••••• G••••• I••••••••• L••Registered adviserregistration: current employment
Aug 8, 2025 to presentfactForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Apr 5, 2013 to Oct 15, 2024factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Aug 25, 2003 to Dec 31, 2004factForm ADV

Dated events

Order

Occurred
15 Oct 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 25, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.