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CRD 105795
SOUTHPORT, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| R•••••••• A••••••••• L••• | Hedge Fund | $73.0M | Mar 30, 2020 | 13 | Mar 29, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| K••••• A•••••• J••• | Chairman | E | yes | 07/1983 | Mar 29, 2012 | Mar 20, 2024 |
| N••••••• E•••••• H••••• | EXECUTIVE VICE PRESIDENT | Na | yes | 09/1997 | Mar 29, 2012 | Mar 20, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $397M | $422M | -6.0% | $275M | 13.0% | 4 | 4 | 0 | 0 |
| CHIEF COMPLIANCE OFFICER |
| Na |
| no |
| 12/2016 |
| Dec 16, 2016 |
| Mar 20, 2024 |
| Mar 7, 2025 |
| $397M |
| $397M |
| 4 |
| 2 |
| 0 |
| n/a |
| n/a |
| 2023 | Mar 20, 2024 | $422M | $422M | 4 | 2 | 0 | n/a | n/a |
| 2022 | Mar 17, 2023 | $211M | $211M | 4 | 2 | 0 | n/a | n/a |
| 2021 | Mar 23, 2022 | $275M | $275M | 4 | 2 | 0 | n/a | n/a |
| 2020 | Mar 21, 2021 | $225M | $225M | 4 | 2 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $298M | $298M | 5 | 2 | 0 | 1 | $73.0M |
| 2018 | Mar 4, 2019 | $291M | $291M | 5 | 2 | 0 | 1 | $61.0M |
| 2017 | Mar 28, 2018 | $193M | $193M | 5 | 3 | 0 | 1 | $73.0M |
| 2016 | Mar 22, 2017 | $159M | $159M | 6 | 3 | n/a | 1 | $63.8M |
| 2015 | Mar 30, 2016 | $117M | $117M | 4 | 3 | n/a | 1 | $63.8M |
| 2014 | Mar 27, 2015 | $143M | $143M | 4 | 3 | n/a | 1 | $71.6M |
| 2013 | Mar 31, 2014 | $302M | $302M | 4 | 4 | n/a | 1 | $65.2M |
| 2012 | Mar 28, 2013 | $369M | $369M | 5 | 4 | n/a | 1 | $49.9M |
| 2011 | Mar 29, 2012 | $432M | $432M | n/a | n/a | n/a | 1 | $52.8M |