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Reading the graph
CRD 108143
WESTPORT, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KNUTH, ANDREW, JOHN | Chairman | E | yes | 07/1983 | Mar 29, 2012 | Mar 30, 2016 |
| NICKLIN, EDMUND, HAROLD | MANAGING MEMBER | D | yes | 10/1997 | Mar 29, 2012 | Mar 30, 2016 |
| WESTPORT ASSET MANAGEMENT INC | Member | D | yes | 10/1997 | Mar 29, 2012 | Mar 30, 2016 |
| RONALD H. OLIVER IRREVOCABLE TRUST, MICHAEL CARBINO TRUSTEE | Trust | F | no | 11/2002 | Mar 29, 2012 | Mar 30, 2016 |
| WETTERGREEN, TERRY, ANNE | CHIEF COMPLIANCE OFFICER | Na | no | 08/2004 | Mar 29, 2012 | Mar 30, 2016 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| WESTPORT ASSET MANAGEMENT INC | n/a | Former SEC adviser | $397M | Y | yes | n/a |
| RIVERSIDE ASSOCIATES LP-1 | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Mar 30, 2016 | $696M | $696M | 5 | 4 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $992M | $992M | 5 | 4 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $1.1B | $1.1B | 5 | 4 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $1.0B | $1.0B | 5 | 4 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $1.0B | $1.0B | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | $696M | $992M | -29.8% | $1.0B | -12.0% | 5 | 5 | n/a | n/a |