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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)19 years in industry

DAVID LEE HUDSON

Advisor at CITIZENS SECURITIES, INC.

WESTWOOD, MA | CONCORD, NC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 9, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIZENS SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Dec 1, 2006
First registration: Jan 9, 2009
Dual registered: yes, broker-dealer
Other names: DAVID L HUDSON
IAPD individual key: 4904083

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Mar 27, 2023	n/a	yes	WESTWOOD, MA\|CONCORD, NC	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Feb 7, 2013	Mar 3, 2023	no	ANN ARBOR, MI\|CHARLOTTE, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 5, 2011	Jan 14, 2013	no	NASHVILLE, TN	Previous registration
MORGAN STANLEY	Wirehouse	Jan 4, 2011	Apr 11, 2011	no	NASHVILLE, TN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 9, 2009	Nov 9, 2010	no	LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	CITIZENS SECURITIES, INC.	Mar 3, 2023	Mar 27, 2023	24	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	ADVICE AND PLANNING SERVICES	Jan 14, 2013	Feb 7, 2013	24	Firm change	Other
MORGAN STANLEY	WELLS FARGO ADVISORS	Apr 11, 2011	Apr 5, 2011	-6	Firm change	Wirehouse to wirehouse
LPL FINANCIAL LLC	MORGAN STANLEY	Nov 9, 2010	Jan 4, 2011	56	Firm change	Other

Relationships

Registered with (5)

→ CITIZENS SECURITIES, INC.Registered adviserregistration: current employment
Mar 27, 2023 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Feb 7, 2013 to Mar 3, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 5, 2011 to Jan 14, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 4, 2011 to Apr 11, 2011factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 9, 2009 to Nov 9, 2010factForm ADV

Dated events

Occurred
Mar 3, 2023
Advisor changed firm
David Lee Hudson left Advice And Planning Services for Citizens Securities, Inc. (registered 2023-03-27)
Form ADVobserved 6 days ago