DFX Intelligence

R•••••• F••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

R•••••• F••• W••••••••

Advisor at B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••

PITTSBURGH, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Oct 21, 2004	n/a	yes	PITTSBURGH, PA	Current employment
C••••••••• C•••••• I••••••••• S•••••••• I•••	n/a	Aug 27, 2001	Mar 31, 2003	no	PITTSBURGH, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• D• • A• F•••••••• M••••••••• C••••••	C••••••••• C•••••• I••••••••• S•••••••• I•••	Dec 14, 2010	Aug 27, 2001	-3,396	Firm change after gap	Other
C••••••••• C•••••• I••••••••• S•••••••• I•••	B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••	Mar 31, 2003

Relationships

Registered with (3)

→ B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Oct 21, 2004 to presentfactForm ADV
→ M• D• • A• F•••••••• M••••••••• C••••••Registered adviserregistration: previous registration
Jun 14, 2000 to Dec 14, 2010factForm ADV
→ C••••••••• C•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 27, 2001 to Mar 31, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 14, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.