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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Jonathan Frame

Advisor at QUINCY WELLS ADVISORS, LLC

CHICAGO, IL | San Tan Valley, AZ

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Search this name across graphsid dfx:ria:204058b6-de4c-ccfa-b3f9-bd7d0709c4ac

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: QUINCY WELLS ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Feb 19, 1999
First registration: Dec 19, 2003
Dual registered: yes, broker-dealer
Other names: JONATHAN RICHARD FRAME
IAPD individual key: 3057547

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
QUINCY WELLS ADVISORS, LLC	Independent wealth	Mar 28, 2024	n/a	yes	San Tan Valley, AZ\|CHICAGO, IL	Current employment
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Jan 29, 2010	Jun 6, 2023	no	INDIANAPOLIS, IN\|Queen Creek, AZ\|INDIANAPOLIS, IN	Previous registration
1717 CAPITAL MANAGEMENT COMPANY	n/a	Mar 9, 2006	May 6, 2008	no	ALTAMONTE SPRINGS, FL\|NEWARK, DE\|QUEEN CREEK, AZ	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Dec 19, 2003	May 7, 2004	no	IRVING, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ONEAMERICA SECURITIES, INC.	QUINCY WELLS ADVISORS, LLC	Jun 6, 2023	Mar 28, 2024	296	Firm change	Ibd to RIA
1717 CAPITAL MANAGEMENT COMPANY	ONEAMERICA SECURITIES, INC.	May 6, 2008	Jan 29, 2010	633	Firm change after gap	Other
WELLS FARGO INVESTMENTS, LLC	1717 CAPITAL MANAGEMENT COMPANY	May 7, 2004	Mar 9, 2006	671	Firm change after gap	Other

Relationships

Registered with (4)

→ QUINCY WELLS ADVISORS, LLCRegistered adviserregistration: current employment
Mar 28, 2024 to presentfactForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Jan 29, 2010 to Jun 6, 2023factForm ADV
→ 1717 CAPITAL MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Mar 9, 2006 to May 6, 2008factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 19, 2003 to May 7, 2004factForm ADV

Dated events

Occurred
Jun 6, 2023
Advisor changed firm
Jonathan Frame left Oneamerica Securities, Inc. for Quincy Wells Advisors, Llc (registered 2024-03-28)
Form ADVobserved 4 days ago