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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

QUINCY WELLS ADVISORS, LLC

CRD 307477

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2342e52-5fe7-b971-6ea2-4e27cf870605

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 78
Dated events: 16
On other graphs: 0
Observed: Feb 13, 2020 to Mar 31, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=true related_bank=false bd_reps=20.0
Regulatory AUM: $87.3MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $40.0M
Private client RAUM: $77.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 31
RAUM per advisor: $2.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 22
Advisory employees: 20
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 406
Individual clients: 232
High net worth clients: 13
SEC number: 801-118231
CRD: 307477
Filings on the tape: 30
First filed: Feb 13, 2020
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 31

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
REED HAIMSON	Certified Financial Planner	College Grove, TN \| CHICAGO, IL	4	18	3	yes
Keegan De Silva	n/a	CHICAGO, IL	4	10	1	yes
JOHN PETER FERRICK	n/a	CHICAGO, IL	4	19	5	yes
Scott David Carl	Certified Financial Planner	Jacksonville, FL \| CHICAGO, IL	4	18	7	yes
JAMES PATRICK LYNCH	n/a	CHICAGO, IL	4	32	9	yes
JAMES DAVID BEAUDOIN	n/a	Elm Grove, WI \| CHICAGO, IL	2	28	4	yes
Jonathan Frame	n/a	CHICAGO, IL \| San Tan Valley, AZ	2	27	3	yes
Stephen T Glasgow	n/a	Murray, KY \| CHICAGO, IL	1	25	9	yes
NICHOLE ELIZABETH SHADOW	n/a	CHICAGO, IL \| Vernon, AL	1	10	n/a	yes
Brenna Reid Winters	n/a	Scottsdale, AZ \| CHICAGO, IL	0	25	1	yes
JOHN FIELDING CRIGLER	Chartered Financial Consultant	CHICAGO, IL \| Alpine, CA	0	40	3	yes
PHILLIP WADE PARKER	n/a	Plano, TX \| CHICAGO, IL	0	40	4	yes
CURTIS JEROME SATHRE	n/a	CHICAGO, IL \| Oceanside, CA	0	32	3	yes
PETER HENRY KARNOWSKI	n/a	CHICAGO, IL	0	21	11	yes
JAMES MICHAEL RICHARD	n/a	Wooster, OH \| CHICAGO, IL	0	24	8	yes
CHRISTOPHER ROBERT BURNS	n/a	CHICAGO, IL \| Chicago, IL	0	11	1	yes
CHARLES BRYANT KERKER	n/a	Delmar, NY \| CHICAGO, IL	0	41	1	yes
JEFFREY Antonio GARCIA	n/a	Hilton, NY \| CHICAGO, IL	0	21	6	yes
CLEMONT LEE BEVILL	n/a	Hopkinsville, KY \| CHICAGO, IL \| Quincy, IL	0	38	8	yes
ROYCE LEE CANNON	Certified Financial Planner	CHICAGO, IL \| Brentwood, TN	0	34	4	yes
Paul Eric Hogenson	n/a	Paradise Valley, AZ \| CHICAGO, IL	0	10	2	yes
DANIEL WADE WILLIAMS	n/a	CHICAGO, IL \| Needham, MA	0	19	4	yes
Karl Wolfgang Suess	n/a	CHICAGO, IL \| Boston, MA	0	10	4	yes
PETER ALEXANDER KITZEROW	Chartered Financial Consultant	Monroe, NC \| CHICAGO, IL	0	27	9	yes
DONALD TROY VIETH	n/a	CHICAGO, IL \| Eldon, MO	0	20	3	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Cummins, Valerie	MANAGING DIRECTOR OF RIA OPERATIONS	Na	yes	05/2023	Jan 16, 2024	Dec 23, 2024
Frame, Jonathan	CHIEF COMPLIANCE OFFICER	Na	yes	03/2024	Mar 26, 2024	Dec 23, 2024
GREAT POINT TRADING LLC	Member	E	yes	01/2020	Feb 13, 2020	Dec 23, 2024
HERRMANN, ARTHUR, EDWARD	MANAGING MEMBER	D	yes	08/2000	Feb 13, 2020	Dec 23, 2024
KARNOWSKI, PETER, HENRY	Officer	Na	yes	01/2020	Feb 13, 2020	Dec 23, 2024
MOORE, JOHN, CHRISTIAN	MANAGING MEMBER	D	yes	08/2000	Feb 13, 2020	Dec 23, 2024
NEPPEL, JOHN, PAUL	Officer	Na	yes	01/2020	Feb 13, 2020	Dec 23, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BLACKRIDGE ASSET MANAGEMENT, LLC	n/a	Independent wealth	$370M	N	no	n/a
TRUEDGE ASSET MANAGEMENT LLC	n/a	No RAUM reported	$0	N	no	n/a
BLUE DIAMOND SECURITIES OF AMERICA LLC	n/a	n/a	n/a	N	no	n/a
GREAT POINT CAPITAL LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$87.3M	$40.0M	22	20	6	n/a	n/a
2024	Mar 27, 2025	$45.1M	$0	22	20	0	n/a	n/a
2023	Mar 15, 2024	$14.6M	$0	22	20	0	n/a	n/a
2022	Mar 23, 2023	$19.9M	$0	17	17	0	n/a	n/a
2021	Mar 30, 2022	$7.5M	$0	17	17	0	n/a	n/a
2020	Mar 31, 2021	$107M	$0	13	9	0	n/a	n/a
2019	Mar 31, 2020	n/a	n/a	3	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	6	-2	19.4%	2	1	0	15	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$87.3M	$45.1M	93.7%	$19.9M	63.7%	22	22	6	0

Relationships

Registered with (40)

← Demetrios G LimperopoulosAdvisorregistration: current employment
Sep 10, 2026 to presentfactForm ADV
← Janessa CarrilloAdvisorregistration: current employment
Aug 24, 2026 to presentfactForm ADV
← Ashton James GondeckAdvisorregistration: current employment
Aug 24, 2026 to presentfactForm ADV
← John Churchill DeVineAdvisorregistration: current employment
Aug 6, 2026 to presentfactForm ADV
← PEYTON GRAHAM CULBERSONAdvisorregistration: current employment
Jul 23, 2026 to presentfactForm ADV
← Matthew Paul DenBleykerAdvisorregistration: current employment
Jul 2, 2026 to presentfactForm ADV
← DONALD TROY VIETHAdvisorregistration: previous registration
Jan 9, 2025 to Mar 26, 2026factForm ADV
← PETER ALEXANDER KITZEROWAdvisorregistration: previous registration
Aug 8, 2025 to Mar 26, 2026factForm ADV
← Karl Wolfgang SuessAdvisorregistration: previous registration
Jan 7, 2022 to Mar 26, 2026factForm ADV
← DANIEL WADE WILLIAMSAdvisorregistration: previous registration
Mar 13, 2024 to Mar 26, 2026factForm ADV
← Paul Eric HogensonAdvisorregistration: previous registration
Jun 23, 2023 to Mar 26, 2026factForm ADV
← CLEMONT LEE BEVILLAdvisorregistration: previous registration
Jan 10, 2025 to Mar 26, 2026factForm ADV
← ROYCE LEE CANNONAdvisorregistration: previous registration
Jan 26, 2026 to Mar 26, 2026factForm ADV
← CHARLES BRYANT KERKERAdvisorregistration: previous registration
Jan 31, 2024 to Mar 26, 2026factForm ADV
← JEFFREY Antonio GARCIAAdvisorregistration: previous registration
Jan 7, 2022 to Mar 26, 2026factForm ADV
← JOHN FIELDING CRIGLERAdvisorregistration: previous registration
Feb 9, 2026 to Mar 26, 2026factForm ADV
← PHILLIP WADE PARKERAdvisorregistration: previous registration
Jun 27, 2023 to Mar 26, 2026factForm ADV
← CURTIS JEROME SATHREAdvisorregistration: previous registration
Jan 23, 2025 to Mar 26, 2026factForm ADV
← PETER HENRY KARNOWSKIAdvisorregistration: previous registration
Jan 7, 2022 to Mar 26, 2026factForm ADV
← JAMES MICHAEL RICHARDAdvisorregistration: previous registration
Jan 10, 2022 to Mar 26, 2026factForm ADV
← CHRISTOPHER ROBERT BURNSAdvisorregistration: previous registration
Aug 21, 2023 to Mar 26, 2026factForm ADV
← Brenna Reid WintersAdvisorregistration: previous registration
Oct 17, 2025 to Dec 31, 2025factForm ADV
← NICHOLE ELIZABETH SHADOWAdvisorregistration: current employment
Aug 26, 2025 to presentfactForm ADV
← Stephen T GlasgowAdvisorregistration: current employment
Jan 9, 2025 to presentfactForm ADV
← Jonathan FrameAdvisorregistration: current employment
Mar 28, 2024 to presentfactForm ADV
← JAMES DAVID BEAUDOINAdvisorregistration: current employment
Jan 16, 2024 to presentfactForm ADV
← JAMES PATRICK LYNCHAdvisorregistration: previous registration
Apr 22, 2020 to Dec 31, 2021factForm ADV
← JOHN PETER FERRICKAdvisorregistration: previous registration
Nov 12, 2020 to Dec 9, 2020factForm ADV
← Scott David CarlAdvisorregistration: previous registration
May 26, 2020 to Dec 31, 2021factForm ADV
← REED HAIMSONAdvisorregistration: previous registration
May 22, 2020 to Dec 31, 2021factForm ADV
and 10 more

Affiliated with (3)

→ BLACKRIDGE ASSET MANAGEMENT, LLCRegistered adviserother investment adviser
factForm ADV
→ TRUEDGE ASSET MANAGEMENT LLCRegistered adviserother investment adviser
factForm ADV
← TRUEDGE ASSET MANAGEMENT LLCRegistered adviserother investment adviser
factForm ADV

Controls (7)

← HERRMANN, ARTHUR, EDWARDOwnerMANAGING MEMBER, ownership code D, individual
Feb 13, 2020 to Dec 23, 2024factForm ADV
← KARNOWSKI, PETER, HENRYOwnerOFFICER, ownership code NA, individual
Feb 13, 2020 to Dec 23, 2024factForm ADV
← Frame, JonathanOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 26, 2024 to Dec 23, 2024factForm ADV
← MOORE, JOHN, CHRISTIANOwnerMANAGING MEMBER, ownership code D, individual
Feb 13, 2020 to Dec 23, 2024factForm ADV
← NEPPEL, JOHN, PAULOwnerOFFICER, ownership code NA, individual
Feb 13, 2020 to Dec 23, 2024factForm ADV
← Cummins, ValerieOwnerMANAGING DIRECTOR OF RIA OPERATIONS, ownership code NA, individual
Jan 16, 2024 to Dec 23, 2024factForm ADV
← GREAT POINT TRADING LLCOwnerMEMBER, ownership code E, domestic entity
Feb 13, 2020 to Dec 23, 2024factForm ADV

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 15, 2026
Advisor changed firm
Ronald Allen Glasgow left Quincy Wells Advisors, Llc for Calton & Associates, Inc. (registered 2026-07-27)
Form ADVobserved 4 days ago
Occurred
Jun 17, 2026
Advisor changed firm
Rick David Martinez left Quincy Wells Advisors, Llc for Ausdal Financial Partners, Inc. (registered 2026-06-16)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Jody Gunderson left Quincy Wells Advisors, Llc for Lpl Financial Llc (registered 2026-06-01)
Form ADVobserved 4 days ago
Occurred
Nov 17, 2025
Advisor changed firm
Daniel Allen Bramschreiber left Quincy Wells Advisors, Llc for Dmk Advisor Group, Inc. (registered 2025-09-28)
Form ADVobserved 4 days ago
Occurred
Oct 16, 2025
Advisor changed firm
Robert Leo Vonderharr left Quincy Wells Advisors, Llc for Cabin Advisors, Llc (registered 2025-11-04)
Form ADVobserved 4 days ago
Occurred
Oct 6, 2025
Advisor changed firm
Matthew Thomas Hadley left Quincy Wells Advisors, Llc for Sequoia Financial Group, L.L.C. (registered 2025-10-08)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2024
Control person joined
Jonathan Frame (Chief Compliance Officer) appeared on Schedule A of Quincy Wells Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Jan 16, 2024
Control person joined
Valerie Cummins (Managing Director Of Ria Operations) appeared on Schedule A of Quincy Wells Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Jan 12, 2022
Advisor changed firm
Donald Christopher Schultheis left Quincy Wells Advisors, Llc for Charles Schwab & Co., Inc. (registered 2023-11-17)
Form ADVobserved 4 days ago
Occurred
Oct 4, 2020
Control person left
James Thomas Evey (Chief Compliance Officer) no longer on Schedule A of Quincy Wells Advisors, Llc (listed 2020-09-04, absent 2020-10-04)
Form ADVobserved 4 days ago
Occurred
Oct 4, 2020
Control person joined
Mark Matthew Reynolds (Chief Compliance Officer) appeared on Schedule A of Quincy Wells Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Feb 13, 2020
First Form ADV filing
Great Point Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 4 bookkeeping events

Occurred
Sep 14, 2026
Robert S Wiese registered as an investment adviser representative at Quincy Wells Advisors, Llc
Occurred
Sep 14, 2026
Nichole Elizabeth Shadow added a IL registration at Quincy Wells Advisors, Llc
Occurred
Sep 2, 2026
Nichole Elizabeth Shadow added a TX registration at Quincy Wells Advisors, Llc
Occurred
Mar 31, 2026
Quincy Wells Advisors, Llc reported 6 offices beyond its principal office, up from 0 (2026-01-30 to 2026-03-31)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2342e52-5fe7-b971-6ea2-4e27cf870605
First observed: Feb 13, 2020
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

QUINCY WELLS ADVISORS, LLC

CRD 307477

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2342e52-5fe7-b971-6ea2-4e27cf870605

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:59 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

REED HAIMSON

Certified Financial Planner

College Grove, TN | CHICAGO, IL

yes

Keegan De Silva

n/a

CHICAGO, IL

yes

JOHN PETER FERRICK

n/a

CHICAGO, IL

yes

Scott David Carl

Certified Financial Planner

Jacksonville, FL | CHICAGO, IL

yes

JAMES PATRICK LYNCH

n/a

CHICAGO, IL

yes

JAMES DAVID BEAUDOIN

n/a

Elm Grove, WI | CHICAGO, IL

yes

Jonathan Frame

n/a

CHICAGO, IL | San Tan Valley, AZ

yes

Stephen T Glasgow

n/a

Murray, KY | CHICAGO, IL

yes

NICHOLE ELIZABETH SHADOW

n/a

CHICAGO, IL | Vernon, AL

n/a

yes

Brenna Reid Winters

n/a

Scottsdale, AZ | CHICAGO, IL

yes

JOHN FIELDING CRIGLER

Chartered Financial Consultant

CHICAGO, IL | Alpine, CA

yes

PHILLIP WADE PARKER

n/a

Plano, TX | CHICAGO, IL

yes

CURTIS JEROME SATHRE

n/a

CHICAGO, IL | Oceanside, CA

yes

PETER HENRY KARNOWSKI

n/a

CHICAGO, IL

yes

JAMES MICHAEL RICHARD

n/a

Wooster, OH | CHICAGO, IL

yes

CHRISTOPHER ROBERT BURNS

n/a

CHICAGO, IL | Chicago, IL

yes

CHARLES BRYANT KERKER

n/a

Delmar, NY | CHICAGO, IL

yes

JEFFREY Antonio GARCIA

n/a

Hilton, NY | CHICAGO, IL

yes

CLEMONT LEE BEVILL

n/a

Hopkinsville, KY | CHICAGO, IL | Quincy, IL

yes

ROYCE LEE CANNON

Certified Financial Planner

CHICAGO, IL | Brentwood, TN

yes

Paul Eric Hogenson

n/a

Paradise Valley, AZ | CHICAGO, IL

yes

DANIEL WADE WILLIAMS

n/a

CHICAGO, IL | Needham, MA

yes

Karl Wolfgang Suess

n/a

CHICAGO, IL | Boston, MA

yes

PETER ALEXANDER KITZEROW

Chartered Financial Consultant

Monroe, NC | CHICAGO, IL

yes

DONALD TROY VIETH

n/a

CHICAGO, IL | Eldon, MO

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Cummins, Valerie

MANAGING DIRECTOR OF RIA OPERATIONS

yes

05/2023

Jan 16, 2024

Dec 23, 2024

Frame, Jonathan

CHIEF COMPLIANCE OFFICER

yes

03/2024

Mar 26, 2024

Dec 23, 2024

GREAT POINT TRADING LLC

Member

yes

01/2020

Feb 13, 2020

Dec 23, 2024

HERRMANN, ARTHUR, EDWARD

MANAGING MEMBER

yes

08/2000

Feb 13, 2020

Dec 23, 2024

KARNOWSKI, PETER, HENRY

Officer

yes

01/2020

Feb 13, 2020

Dec 23, 2024

MOORE, JOHN, CHRISTIAN

MANAGING MEMBER

yes

08/2000

Feb 13, 2020

Dec 23, 2024

NEPPEL, JOHN, PAUL

Officer

yes

01/2020

Feb 13, 2020

Dec 23, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BLACKRIDGE ASSET MANAGEMENT, LLC

n/a

Independent wealth

$370M

n/a

TRUEDGE ASSET MANAGEMENT LLC

n/a

No RAUM reported

n/a

BLUE DIAMOND SECURITIES OF AMERICA LLC

n/a

GREAT POINT CAPITAL LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$87.3M

$40.0M

n/a

2024

Mar 27, 2025

$45.1M

n/a

2023

Mar 15, 2024

$14.6M

n/a

2022

Mar 23, 2023

$19.9M

n/a

2021

Mar 30, 2022

$7.5M

n/a

2020

Mar 31, 2021

$107M

n/a

2019

Mar 31, 2020

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

19.4%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$87.3M

$45.1M

93.7%

$19.9M

63.7%