DFX Intelligence

C•••••••• L•••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

C•••••••• L•••• T••••

Advisor at P•••••••• S••••• A•••••••• L••

COLUMBIA, SC

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Search this name across graphsid dfx:ria:20408c0e-1487-8319-d593-653867c66bf5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 7, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 31, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••• A•••••••• L••	State registered	May 8, 2024	n/a	yes	COLUMBIA, SC	Current employment
A•••••• W••••• M••••••••• L••	I•••••••••_WEALTH	Oct 11, 2023	Apr 30, 2024	no	MOUNT PLEASANT, SC\|WEST COLUMBIA, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• W••••• M••••••••• L••	P•••••••• S••••• A•••••••• L••	Apr 30, 2024	May 8, 2024	8	Firm change	RIA to state RIA
P••••• P•••••••• L••	A•••••• W••••• M••••••••• L••	Sep 12, 2023	Oct 11, 2023

Relationships

Registered with (4)

→ P•••••••• S••••• A•••••••• L••Registered adviserregistration: current employment
May 8, 2024 to presentfactForm ADV
→ A•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 11, 2023 to Apr 30, 2024factForm ADV
→ P••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 15, 2018 to Sep 12, 2023factForm ADV
→ I••••••••• A•••••• A•••••••• L••

Dated events

Occurred
Apr 30, 2024
A•••••• firm change
C•••••••• L•••• T•••• left A•••••• W••••• M••••••••• L•• for P•••••••• S••••• A•••••••• L•• (registered 2024-05-08)
Form ADVobserved 7 days ago
Occurred
Sep 12, 2023
A•••••• firm change
C•••••••• L•••• T•••• left P••••• P•••••••• L•• for A•••••• W••••• M••••••••• L•• (registered 2023-10-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20408c0e-1487-8319-d593-653867c66bf5
First observed: Mar 7, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.