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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PRUDEO PARTNERS, LLC

CRD 113961

WEST COLUMBIA, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d399fe1-155b-8a03-9dcc-ca9fa4b3ade5

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 9
On other graphs: 0
Observed: Feb 15, 2012 to Mar 28, 2024
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $413MItem 5.F on the latest filing (2024-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $402M
Private client RAUM: $408MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,473
Individual clients: 467
High net worth clients: 104
SEC number: 801-60743
CRD: 113961
Filings on the tape: 40
First filed: Feb 15, 2012
Latest filed: Mar 28, 2024
Organised: Limited Liability Company, South Carolina

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KRUMHOLZ, MICHAEL, LEE	Partner	D	yes	05/2016	Jun 24, 2016	Mar 28, 2024
TODD, ANDREW, CRESWELL	PRESIDENT / CEO	C	yes	05/2016	Feb 15, 2012	Mar 28, 2024
MILLER, LAWRENCE, JAMES	Owner	A	no	05/2016	Feb 15, 2012	Mar 28, 2024
SUTTON, SARAH, JEAN	CHIEF COMPLIANCE OFFICER	Na	no	01/2022	Feb 23, 2022	Mar 28, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Reading	Pa	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 28, 2024	$413M	$402M	8	4	1	n/a	n/a
2022	Mar 31, 2023	$358M	$358M	10	6	1	n/a	n/a
2021	Mar 31, 2022	$385M	$385M	11	8	1	n/a	n/a
2020	Mar 30, 2021	$327M	$327M	10	6	1	n/a	n/a
2019	Mar 27, 2020	$287M	$287M	9	6	2	n/a	n/a
2018	Mar 28, 2019	$173M	$172M	5	4	0	n/a	n/a
2017	Mar 12, 2018	$200M	$200M	4	3	0	n/a	n/a
2016	Feb 22, 2017	$150M	$150M	4	3	n/a	n/a	n/a
2015	Mar 28, 2016	$139M	$139M	5	3	n/a	n/a	n/a
2014	Mar 28, 2015	$150M	$150M	5	4	n/a	n/a	n/a
2013	Feb 20, 2014	$149M	$149M	4	4	n/a	n/a	n/a
2012	Jun 11, 2013	$140M	$140M	5	3	n/a	n/a	n/a
2011	Feb 15, 2012	$123M	$122M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$413M	$358M	15.4%	$327M	8.1%	8	10	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
INDEPENDENT ADVISOR ALLIANCE, LLC	2	Nov 27, 2019	Jan 3, 2020	READING, PA	Team lift out	RIA to RIA	1.1%

Relationships

Controls (2)

← KRUMHOLZ, MICHAEL, LEEOwnerPARTNER, ownership code D, individual
Jun 24, 2016 to presentfactForm ADV
← TODD, ANDREW, CRESWELLOwnerPRESIDENT / CEO, ownership code C, individual
Feb 15, 2012 to presentfactForm ADV

Owns (2)

← SUTTON, SARAH, JEANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 23, 2022 to presentfactForm ADV
← MILLER, LAWRENCE, JAMESOwnerOWNER, ownership code A, individual
Feb 15, 2012 to presentfactForm ADV

Registered with (4)

← MICHAEL LEE KRUMHOLZAdvisorregistration: previous registration
Dec 10, 2019 to Jun 17, 2024factForm ADV
← SHEILA ELIZABETH LITTLEAdvisorregistration: previous registration
Jan 3, 2020 to Jun 17, 2024factForm ADV
← CHRISTIAN LAMAR TYLERAdvisorregistration: previous registration
Aug 15, 2018 to Sep 12, 2023factForm ADV
← Jennifer Diane KauffmanAdvisorregistration: previous registration
Feb 4, 2013 to Jun 6, 2022factForm ADV

Moved with (1)

← INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviser2 advisors, team lift out, same day
Nov 27, 2019 to Jan 3, 2020factForm ADV

Dated events

Occurred
Jun 17, 2024
Advisor changed firm
Sheila Elizabeth Little left Prudeo Partners, Llc for Perigon Wealth Management, Llc (registered 2024-02-12)
Form ADVobserved 5 days ago
Occurred
Jun 17, 2024
Advisor changed firm
Michael Lee Krumholz left Prudeo Partners, Llc for Perigon Wealth Management, Llc (registered 2024-02-05)
Form ADVobserved 5 days ago
Occurred
Sep 12, 2023
Advisor changed firm
Christian Lamar Tyler left Prudeo Partners, Llc for Apollon Wealth Management, Llc (registered 2023-10-11)
Form ADVobserved 5 days ago
Occurred
Jun 6, 2022
Advisor changed firm
Jennifer Diane Kauffman left Prudeo Partners, Llc for Mma Securities Llc (registered 2025-03-18)
Form ADVobserved 5 days ago
Occurred
Sep 7, 2021
Control person left
Sally Mcfarland (Chief Compliance Officer) no longer on Schedule A of Prudeo Partners, Llc (listed 2021-06-24, absent 2021-09-07)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Control person joined
Sally Mcfarland (Chief Compliance Officer) appeared on Schedule A of Prudeo Partners, Llc
Form ADVobserved 5 days ago
Occurred
Oct 2, 2020
Control person left
Samuel Frederick Jr. Joyce (Chief Compliance Officer) no longer on Schedule A of Prudeo Partners, Llc (listed 2020-08-12, absent 2020-10-02)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2020
Regulatory AUM changed
Prudeo Partners, Llc reported RAUM $286.8M, up 66% from $172.6M (2019-12-09 to 2020-03-27)
Form ADVobserved 5 days ago
$114M
Occurred
Mar 27, 2020
Control person joined
Samuel Frederick Jr. Joyce (Chief Compliance Officer) appeared on Schedule A of Prudeo Partners, Llc
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d399fe1-155b-8a03-9dcc-ca9fa4b3ade5
First observed: Feb 15, 2012
Last observed: Mar 28, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRUDEO PARTNERS, LLC

CRD 113961

WEST COLUMBIA, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d399fe1-155b-8a03-9dcc-ca9fa4b3ade5

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:45 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KRUMHOLZ, MICHAEL, LEE

Partner

yes

05/2016

Jun 24, 2016

Mar 28, 2024

TODD, ANDREW, CRESWELL

PRESIDENT / CEO

yes

05/2016

Feb 15, 2012

Mar 28, 2024

MILLER, LAWRENCE, JAMES

Owner

05/2016

Feb 15, 2012

Mar 28, 2024

SUTTON, SARAH, JEAN

CHIEF COMPLIANCE OFFICER

01/2022

Feb 23, 2022

Mar 28, 2024

City

State

Country

Employees

Also broker-dealer

Reading

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 28, 2024

$413M

$402M

n/a

2022

Mar 31, 2023

$358M

n/a

2021

Mar 31, 2022

$385M

n/a

2020

Mar 30, 2021

$327M

n/a

2019

Mar 27, 2020

$287M

n/a

2018

Mar 28, 2019

$173M

$172M

n/a

2017

Mar 12, 2018

$200M

n/a

2016

Feb 22, 2017

$150M

n/a

2015

Mar 28, 2016

$139M

n/a

2014

Mar 28, 2015

$150M

n/a

2013

Feb 20, 2014

$149M

n/a

2012

Jun 11, 2013

$140M

n/a

2011

Feb 15, 2012

$123M

$122M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$413M

$358M

15.4%

$327M

8.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

INDEPENDENT ADVISOR ALLIANCE, LLC

Nov 27, 2019

Jan 3, 2020

READING, PA

Team lift out

RIA to RIA

1.1%