DFX Intelligence

K•••• M•••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

K•••• M•••••• W••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN

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Search this name across graphsid dfx:ria:2042c15c-2ac6-d806-1992-fb000393a1c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 2, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 4, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Mar 12, 2025	n/a	yes	PLYMOUTH, MN	Current employment
B•• W••••• A•••••••• L••	Independent wealth	Apr 15, 2024	Mar 7, 2025	no	Minneapolis, MN\|VERNON HILLS, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• W••••• A•••••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	Mar 7, 2025	Mar 12, 2025	5	Firm change	RIA to ibd
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Jun 27, 2023	Nov 16, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
111514:7870:MN:2023-06-27	Jun 27, 2023	Nov 16, 2010	EDINA, MN	Firm change after gap
7870:5393:MN:2022-10-14	Oct 14, 2022	Jan 25, 2022	EDINA, MN	Firm change after gap

Relationships

Registered with (6)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 12, 2025 to presentfactForm ADV
→ B•• W••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 15, 2024 to Mar 7, 2025factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 15, 2010 to Jun 27, 2023factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Mar 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2042c15c-2ac6-d806-1992-fb000393a1c8
First observed: Jun 2, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.