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RIA / WealthAdvisor12 years in industry

Douglas Leonard Whitten

Advisor at LECONTE WEALTH MANAGEMENT, LLC

MARYVILLE, TN

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Search this name across graphsid dfx:ria:20607fb7-9068-0a9f-2733-062fa35db00d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: May 15, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LECONTE WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: May 11, 2020
First registration: May 15, 2020
Dual registered: no
Other names: Doug Leonard Whitten
IAPD individual key: 7058392

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LECONTE WEALTH MANAGEMENT, LLC	Independent wealth	Jul 22, 2025	n/a	yes	MARYVILLE, TN	Current employment
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Jun 6, 2024	Jul 10, 2025	no	KNOXVILLE, TN	Previous registration
C & J WEALTH ADVISORS	Former SEC adviser	Apr 8, 2022	Jun 7, 2024	no	KNOXVILLE, TN	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Sep 18, 2020	Apr 6, 2022	no	KNOXVILLE, TN	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	May 15, 2020	Sep 18, 2020	no	Knoxville, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M HOLDINGS SECURITIES, INC.	LECONTE WEALTH MANAGEMENT, LLC	Jul 10, 2025	Jul 22, 2025	12	Firm change	Ibd to RIA
C & J WEALTH ADVISORS	M HOLDINGS SECURITIES, INC.	Jun 7, 2024	Jun 6, 2024	-1	Firm change	RIA to ibd
SECURITIES AMERICA ADVISORS, INC.	C & J WEALTH ADVISORS	Apr 6, 2022	Apr 8, 2022	2	Firm change	Ibd to RIA
SSN ADVISORY, INC.	SECURITIES AMERICA ADVISORS, INC.	Sep 18, 2020	Sep 18, 2020	0	Bulk transfer	Ibd to ibd

Relationships

Registered with (5)

→ LECONTE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 22, 2025 to presentfactForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
Jun 6, 2024 to Jul 10, 2025factForm ADV
→ C & J WEALTH ADVISORSRegistered adviserregistration: previous registration
Apr 8, 2022 to Jun 7, 2024factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Sep 18, 2020 to Apr 6, 2022factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
May 15, 2020 to Sep 18, 2020factForm ADV

Dated events

Occurred
Jul 10, 2025
Advisor changed firm
Douglas Leonard Whitten left M Holdings Securities, Inc. for Leconte Wealth Management, Llc (registered 2025-07-22)
Form ADVobserved 4 days ago
Occurred
Jun 7, 2024
Advisor changed firm
Douglas Leonard Whitten left C & J Wealth Advisors for M Holdings Securities, Inc. (registered 2024-06-06)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2022
Advisor changed firm
Douglas Leonard Whitten left Securities America Advisors, Inc. for C & J Wealth Advisors (registered 2022-04-08)
Form ADVobserved 4 days ago