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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C & J WEALTH ADVISORS

COULTER & JUSTUS FINANCIAL SERVICES, LLC, CRD 133293

KNOXVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dac55af8-abce-d365-fe8f-f00489d7964e

Data as of Mar 13, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 16
On other graphs: 0
Observed: Dec 5, 2011 to Mar 13, 2024
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $270MItem 5.F on the latest filing (2024-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $264M
Private client RAUM: $263MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 996
Individual clients: 225
High net worth clients: 159
Custody, client assets: $113M
SEC number: 801-63783
CRD: 133293
Filings on the tape: 34
First filed: Dec 5, 2011
Latest filed: Mar 13, 2024
Organised: Limited Liability Company, Tennessee

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Burgess, Christy	Member	A	yes	01/2024	Mar 13, 2024	Mar 13, 2024
HARMS, TODD, JOEL	Member	A	yes	07/2012	Jan 5, 2013	Mar 13, 2024
HUSKEY, JENNIFER, CLARK	CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER	Na	yes	03/2021	Mar 16, 2021	Mar 13, 2024
KING, JEFFREY, MARK	CHIEF MANAGER	A	yes	03/2008	Dec 5, 2011	Mar 13, 2024
MCCOLLUM, KEVIN, LEE	Member	A	yes	07/2013	Mar 28, 2014	Mar 13, 2024
PARTON, MICHAEL, SCOTT	Member	A	yes	11/2004	Dec 5, 2011	Mar 13, 2024
SMITH, ROBERT, SCOTT	Member	A	yes	01/2016	Feb 9, 2016	Mar 13, 2024
WILDI, ROBERT, JOHN	Member	A	yes	07/2011	Dec 5, 2011	Mar 13, 2024
BEAVERS, SUSAN, RAE	Member	A	no	01/2021	Mar 16, 2021	Mar 13, 2024
Doucette, Dawn, Meggan	Member	A	no	01/2023	Mar 16, 2023	Mar 13, 2024
HILL, WENDY, PIERCE	EQUITY MEMBER	A	no	01/2018	Mar 31, 2020	Mar 13, 2024
Neace, Jill	Member	A	no	01/2022	Mar 10, 2022	Mar 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CJIS, LLC	n/a	n/a	n/a	N	yes	n/a
COULTER & JUSTUS, PC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 13, 2024	$270M	$264M	6	6	0	n/a	n/a
2022	Mar 16, 2023	$234M	$229M	6	6	0	n/a	n/a
2021	Mar 10, 2022	$252M	$243M	5	5	1	n/a	n/a
2020	Mar 16, 2021	$223M	$215M	4	4	1	n/a	n/a
2019	Mar 19, 2020	$219M	$211M	5	5	1	n/a	n/a
2018	Mar 27, 2019	$185M	$176M	5	5	1	n/a	n/a
2017	Mar 14, 2018	$199M	$190M	5	5	1	n/a	n/a
2016	Feb 3, 2017	$169M	$163M	4	4	n/a	n/a	n/a
2015	Feb 9, 2016	$158M	$158M	5	5	n/a	n/a	n/a
2014	Feb 10, 2015	$175M	$175M	4	4	n/a	n/a	n/a
2013	Mar 28, 2014	$159M	$159M	4	4	n/a	n/a	n/a
2012	Jan 5, 2013	$213M	$200M	6	6	n/a	n/a	n/a
2011	Mar 23, 2012	$139M	$132M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$270M	$234M	15.6%	$223M	6.5%	6	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MODERN WEALTH MANAGEMENT, LLC	4	Jul 15, 2024	Jul 8, 2024	KNOXVILLE, TN	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (8)

← KING, JEFFREY, MARKOwnerCHIEF MANAGER, ownership code A, individual
Dec 5, 2011 to presentfactForm ADV
← HUSKEY, JENNIFER, CLARKOwnerCHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER, ownership code NA, individual
Mar 16, 2021 to presentfactForm ADV
← SMITH, ROBERT, SCOTTOwnerMEMBER, ownership code A, individual
Feb 9, 2016 to presentfactForm ADV
← PARTON, MICHAEL, SCOTTOwnerMEMBER, ownership code A, individual
Dec 5, 2011 to presentfactForm ADV
← WILDI, ROBERT, JOHNOwnerMEMBER, ownership code A, individual
Dec 5, 2011 to presentfactForm ADV
← HARMS, TODD, JOELOwnerMEMBER, ownership code A, individual
Jan 5, 2013 to presentfactForm ADV
← MCCOLLUM, KEVIN, LEEOwnerMEMBER, ownership code A, individual
Mar 28, 2014 to presentfactForm ADV
← Burgess, ChristyOwnerMEMBER, ownership code A, individual
Mar 13, 2024 to presentfactForm ADV

Owns (4)

← HILL, WENDY, PIERCEOwnerEQUITY MEMBER, ownership code A, individual
Mar 31, 2020 to presentfactForm ADV
← BEAVERS, SUSAN, RAEOwnerMEMBER, ownership code A, individual
Mar 16, 2021 to presentfactForm ADV
← Neace, JillOwnerMEMBER, ownership code A, individual
Mar 10, 2022 to presentfactForm ADV
← Doucette, Dawn, MegganOwnerMEMBER, ownership code A, individual
Mar 16, 2023 to presentfactForm ADV

Registered with (10)

← JEFFREY ALAN LOOSAdvisorregistration: previous registration
May 12, 2010 to Jul 15, 2024factForm ADV
← JEFFREY MARK KINGAdvisorregistration: previous registration
Feb 22, 2005 to Jul 15, 2024factForm ADV
← JENNIFER CLARK HUSKEYAdvisorregistration: previous registration
Aug 22, 2008 to Jul 15, 2024factForm ADV
← ROBERT SCOTT SMITHAdvisorregistration: previous registration
Oct 8, 2010 to Jul 15, 2024factForm ADV
← Douglas Leonard WhittenAdvisorregistration: previous registration
Apr 8, 2022 to Jun 7, 2024factForm ADV
← Daniel Stephen RellerAdvisorregistration: previous registration
Jan 31, 2022 to Jun 7, 2024factForm ADV
← TRACY JOHN HURSTAdvisorregistration: previous registration
Jan 5, 2016 to May 3, 2016factForm ADV
← DONALD EUGENE NALLSAdvisorregistration: previous registration
Dec 3, 2012 to Oct 4, 2013factForm ADV
← MICHAEL THOMAS SIMPSONAdvisorregistration: previous registration
Sep 15, 2009 to Feb 8, 2013factForm ADV
← JOHN MACK MAJORSAdvisorregistration: previous registration
Feb 4, 2005 to Mar 31, 2010factForm ADV

Moved with (1)

→ MODERN WEALTH MANAGEMENT, LLCRegistered adviser4 advisors, firm absorbed, same day
Jul 15, 2024 to Jul 8, 2024factForm ADV

Dated events

Occurred
Jul 15, 2024
Firm absorbed
C & J Wealth Advisors's advisors moved to Modern Wealth Management, LLC (Knoxville, TN): 4 of 4 registered, on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Jul 15, 2024
Advisor changed firm
Jeffrey Mark King left C & J Wealth Advisors for Modern Wealth Management, Llc (registered 2024-07-01)
Form ADVobserved 6 days ago
Occurred
Jul 15, 2024
Advisor changed firm
Jeffrey Alan Loos left C & J Wealth Advisors for Modern Wealth Management, Llc (registered 2024-07-01)
Form ADVobserved 6 days ago
Occurred
Jul 15, 2024
Advisor changed firm
Jennifer Clark Huskey left C & J Wealth Advisors for Modern Wealth Management, Llc (registered 2024-07-08)
Form ADVobserved 6 days ago
Occurred
Jul 15, 2024
Advisor changed firm
Robert Scott Smith left C & J Wealth Advisors for Modern Wealth Management, Llc (registered 2024-07-08)
Form ADVobserved 6 days ago
Occurred
Jun 7, 2024
Advisor changed firm
Daniel Stephen Reller left C & J Wealth Advisors for Northwestern Mutual Investment Services,Llc (registered 2025-03-14)
Form ADVobserved 6 days ago
Occurred
Jun 7, 2024
Advisor changed firm
Douglas Leonard Whitten left C & J Wealth Advisors for M Holdings Securities, Inc. (registered 2024-06-06)
Form ADVobserved 6 days ago
Occurred
Mar 13, 2024
Control person joined
Christy Burgess (Member) appeared on Schedule A of C & J Wealth Advisors
Form ADVobserved 6 days ago
Occurred
Mar 13, 2024
Control person left
Conor Kevin Odonoghue (Member) no longer on Schedule A of C & J Wealth Advisors (listed 2023-11-01, absent 2024-03-13)
Form ADVobserved 6 days ago
Occurred
Mar 13, 2024
Control person left
Anne Julie Wheeler (Member) no longer on Schedule A of C & J Wealth Advisors (listed 2023-11-01, absent 2024-03-13)
Form ADVobserved 6 days ago
Occurred
Mar 16, 2023
Control person left
Lee Donald Talbott (Member) no longer on Schedule A of C & J Wealth Advisors (listed 2022-08-19, absent 2023-03-16)
Form ADVobserved 6 days ago
Occurred
Mar 16, 2023
Control person left
Alan Marc Zuckerman (Member) no longer on Schedule A of C & J Wealth Advisors (listed 2022-08-19, absent 2023-03-16)
Form ADVobserved 6 days ago
Occurred
Mar 10, 2022
Control person left
Crawford Nanette Bobbett (Member) no longer on Schedule A of C & J Wealth Advisors (listed 2021-09-24, absent 2022-03-10)
Form ADVobserved 6 days ago
Occurred
Mar 10, 2022
Control person left
Alan Richard Jackson (Member) no longer on Schedule A of C & J Wealth Advisors (listed 2021-09-24, absent 2022-03-10)
Form ADVobserved 6 days ago
Occurred
Mar 16, 2021
Control person joined
Clark Jennifer Huskey (Chief Compliance Officer And Chief Operations Officer) appeared on Schedule A of C & J Wealth Advisors
Form ADVobserved 6 days ago
Occurred
Mar 19, 2020
Control person left
Eugene Ronnie Pratt (Member) no longer on Schedule A of C & J Wealth Advisors (listed 2019-03-27, absent 2020-03-19)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dac55af8-abce-d365-fe8f-f00489d7964e
First observed: Dec 5, 2011
Last observed: Mar 13, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

C & J WEALTH ADVISORS

COULTER & JUSTUS FINANCIAL SERVICES, LLC, CRD 133293

KNOXVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dac55af8-abce-d365-fe8f-f00489d7964e

Data as of Mar 13, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:27 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Burgess, Christy

Member

yes

01/2024

Mar 13, 2024

HARMS, TODD, JOEL

Member

yes

07/2012

Jan 5, 2013

Mar 13, 2024

HUSKEY, JENNIFER, CLARK

CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER

yes

03/2021

Mar 16, 2021

Mar 13, 2024

KING, JEFFREY, MARK

CHIEF MANAGER

yes

03/2008

Dec 5, 2011

Mar 13, 2024

MCCOLLUM, KEVIN, LEE

Member

yes

07/2013

Mar 28, 2014

Mar 13, 2024

PARTON, MICHAEL, SCOTT

Member

yes

11/2004

Dec 5, 2011

Mar 13, 2024

SMITH, ROBERT, SCOTT

Member

yes

01/2016

Feb 9, 2016

Mar 13, 2024

WILDI, ROBERT, JOHN

Member

yes

07/2011

Dec 5, 2011

Mar 13, 2024

BEAVERS, SUSAN, RAE

Member

01/2021

Mar 16, 2021

Mar 13, 2024

Doucette, Dawn, Meggan

Member

01/2023

Mar 16, 2023

Mar 13, 2024

HILL, WENDY, PIERCE

EQUITY MEMBER

01/2018

Mar 31, 2020

Mar 13, 2024

Neace, Jill

Member

01/2022

Mar 10, 2022

Mar 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CJIS, LLC

n/a

yes

n/a

COULTER & JUSTUS, PC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 13, 2024

$270M

$264M

n/a

2022

Mar 16, 2023

$234M

$229M

n/a

2021

Mar 10, 2022

$252M

$243M

n/a

2020

Mar 16, 2021

$223M

$215M

n/a

2019

Mar 19, 2020

$219M

$211M

n/a

2018

Mar 27, 2019

$185M

$176M

n/a

2017

Mar 14, 2018

$199M

$190M

n/a

2016

Feb 3, 2017

$169M

$163M

n/a

2015

Feb 9, 2016

$158M

n/a

2014

Feb 10, 2015

$175M

n/a

2013

Mar 28, 2014

$159M

n/a

2012

Jan 5, 2013

$213M

$200M

n/a

2011

Mar 23, 2012

$139M

$132M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$270M

$234M

15.6%

$223M

6.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MODERN WEALTH MANAGEMENT, LLC

Jul 15, 2024

Jul 8, 2024

KNOXVILLE, TN

Firm absorbed

RIA to RIA

100.0%