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Advisor at CAPTRUST
Sanford, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Nov 6, 2023 | n/a | yes | Sanford, NC | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 18, 2017 | Oct 31, 2023 | no | SANFORD, NC|Sanford, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 16, 2015 | Oct 25, 2017 | no | SANFORD, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 19, 2002 | Oct 16, 2015 | no | SANFORD, NC | Previous registration |
| WACHOVIA SECURITIES, INC. | n/a | Dec 28, 2001 | Jun 20, 2002 | no | SANFORD, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Captrust | Oct 31, 2023 | Nov 6, 2023 | 6 | Firm change | Other |
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 25, 2017 | Oct 18, 2017 | -7 | Firm change | Other |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Oct 16, 2015 | Oct 16, 2015 | 0 | Channel change | Wirehouse to wirehouse |
| WACHOVIA SECURITIES, INC. | WELLS FARGO ADVISORS | Jun 20, 2002 | Jun 19, 2002 | -1 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:175112:NC:2023-10-23 | Oct 31, 2023 | Nov 6, 2023 | SANFORD, NC | Firm change |
| 11025:149018:NC:2017-10-25 | Oct 25, 2017 | Oct 18, 2017 | SANFORD, NC | Firm change |
| 19616:11025:NC:2015-10-16 | Oct 16, 2015 | Oct 16, 2015 | SANFORD, NC | Firm change |