DFX Intelligence

K••• J••••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst17 years in industry

K••• J••••••• F•••••

Advisor at S••••••• I••••••••• M••••••••• C••••••••• L••

CHAPEL HILL, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:207f5b25-61e0-72d8-20cb-8eb204daed57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• M••••••••• C••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 15, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• M••••••••• C••••••••• L••	State registered	Jun 27, 2023	n/a	yes	CHAPEL HILL, NC	Current employment
M••••• A•••••••• L••	Bd affiliated wealth	Jun 14, 2019	Jun 26, 2023	no	Chapel Hill, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• A•••••••• L••	S••••••• I••••••••• M••••••••• C••••••••• L••	Jun 26, 2023	Jun 27, 2023	1	Firm change	Ibd to state RIA
O•• P••• F••••••	M••••• A•••••••• L••	Jun 17, 2019	Jun 14, 2019

Relationships

Registered with (4)

→ S••••••• I••••••••• M••••••••• C••••••••• L••Registered adviserregistration: current employment
Jun 27, 2023 to presentfactForm ADV
→ M••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 14, 2019 to Jun 26, 2023factForm ADV
→ O•• P••• F••••••Registered adviserregistration: previous registration
Jun 10, 2016 to Jun 17, 2019factForm ADV
→ P•• I••••••••• I•••

Dated events

Occurred
Jun 26, 2023
Advisor changed firm
K••• J••••••• F••••• left M••••• A•••••••• L•• for S••••••• I••••••••• M••••••••• C••••••••• L•• (registered 2023-06-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:207f5b25-61e0-72d8-20cb-8eb204daed57
First observed: Sep 15, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.