DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
WOODBURY, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Mar 17, 2017 | n/a | yes | WOODBURY, MN | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 26, 2012 | Mar 13, 2017 | no | EDINA, MN|EDINA, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Mar 13, 2017 | Mar 17, 2017 | 4 | Firm change | Other |