This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S65

First exam

Jun 14, 2018

First registration

Jun 14, 2018

Dual registered

no

Other names

Benjamin John Zimmer|Ben Zimmer

IAPD individual key

6875506

• Occurred

  Apr 4, 2022
  Advisor changed firm

  Benjamin John Zimmer left Northwestern Mutual Investment Services,Llc for Herbert J. Sims Capital Management, Inc. (registered 2022-04-04)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:208b0ecc-4712-b486-e73f-196b75e9b218

First observed

Jun 14, 2018

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.