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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

RISK PARADIGM GROUP, LLC

CRD 155870

BURLINGTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c0ad086-274e-232b-33cc-ad79032941ca

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2012 to Mar 31, 2026
52 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $116MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $116M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $57.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 488
Individual clients: 0
High net worth clients: 0
SEC number: 801-72141
CIK: 1569886
CRD: 155870
Filings on the tape: 52
First filed: Mar 30, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID MICHAEL GATTI	n/a	BURLINGTON, MA \| Burlington, MA	14	32	n/a	no
JAMES FRANCIS PETERS	n/a	BIRMINGHAM, MI \| Birmingham, MI \| BURLINGTON, MA	10	40	1	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ICP ENDOWMENT STABILITY FUND	Hedge Fund	$136,591	Nov 18, 2016	7	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DUBE, MARIANN	CHIEF ADMINISTRATIVE OFFICER	Na	yes	04/2013	May 26, 2017	Mar 29, 2024
GATTI, DAVID, MICHAEL	CHIEF EXECUTIVE OFFICER, FOUNDING PARTNER	D	yes	09/2011	Mar 30, 2012	Mar 29, 2024
GATTI, DAVID, MICHAEL	CHIEF EXECUTIVE OFFICER	Na	yes	09/2011	Mar 30, 2012	Mar 29, 2024
MCCAULEY, ROBERT, DUFF	CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER	Na	yes	04/2013	May 26, 2017	Mar 29, 2024
RISK PARADIGM GROUP HOLDINGS, LLC	HOLDING COMPANY	E	yes	09/2011	Apr 11, 2012	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RPG FAMILY WEALTH ADVISORY, LLC	n/a	Independent wealth	$701M	N	yes	n/a
RPG INSURANCE SOLUTIONS	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$116M	$116M	7	2	1	n/a	n/a
2024	Mar 18, 2025	$99.5M	$99.5M	7	2	1	n/a	n/a
2023	Mar 29, 2024	$81.5M	$81.5M	7	2	1	n/a	n/a
2022	Mar 29, 2023	$62.1M	$62.1M	7	2	1	n/a	n/a
2021	Mar 20, 2022	$58.2M	$58.2M	5	3	1	n/a	n/a
2020	Mar 18, 2021	$46.9M	$46.9M	7	3	1	n/a	n/a
2019	Mar 26, 2020	$46.6M	$46.6M	8	4	2	n/a	n/a
2018	Mar 29, 2019	$69.2M	$49.3M	8	4	2	n/a	n/a
2017	Mar 29, 2018	$136M	$105M	9	5	2	n/a	n/a
2016	Mar 28, 2017	$201M	$150M	9	6	n/a	n/a	n/a
2015	Mar 28, 2016	$234M	$165M	7	4	n/a	1	$136,591
2014	Mar 31, 2015	$342M	$207M	7	4	n/a	1	$5.4M
2013	Feb 18, 2014	$365M	$269M	4	4	n/a	1	$5.4M
2012	Feb 23, 2013	$166M	$166M	3	3	n/a	1	$5.4M
2011	Mar 30, 2012	$33.7M	$33.7M	n/a	n/a	n/a	1	$5.4M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$116M	$99.5M	16.1%	$62.1M	23.0%	7	7	1	1

Relationships

Affiliated with (2)

← RPG FAMILY WEALTH ADVISORY, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ RPG FAMILY WEALTH ADVISORY, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (4)

← DAVID MICHAEL GATTIAdvisorregistration: current employment
Feb 14, 2017 to presentfactForm ADV
← JAMES FRANCIS PETERSAdvisorregistration: current employment
Jul 26, 2016 to presentfactForm ADV
← Benjamin John ZimmerAdvisorregistration: previous registration
Jan 20, 2021 to Aug 13, 2021factForm ADV
← ELIZABETH ANN SADWICKAdvisorregistration: previous registration
Apr 10, 2012 to Jun 21, 2016factForm ADV

Controls (4)

← GATTI, DAVID, MICHAELOwnerCHIEF EXECUTIVE OFFICER, FOUNDING PARTNER, ownership code D, individual
Mar 30, 2012 to Mar 29, 2024factForm ADV
← DUBE, MARIANNOwnerCHIEF ADMINISTRATIVE OFFICER, ownership code NA, individual
May 26, 2017 to Mar 29, 2024factForm ADV
← MCCAULEY, ROBERT, DUFFOwnerCHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 26, 2017 to Mar 29, 2024factForm ADV
← RISK PARADIGM GROUP HOLDINGS, LLCOwnerHOLDING COMPANY, ownership code E, domestic entity
Apr 11, 2012 to Mar 29, 2024factForm ADV

Advises (1)

→ ICP ENDOWMENT STABILITY FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Nov 18, 2016factForm ADV

Dated events

Occurred
Oct 7, 2022
Control person left
Allen Jason Mcginty (Member) no longer on Schedule A of Risk Paradigm Group, Llc (listed 2022-03-20, absent 2022-10-07)
Form ADVobserved 4 days ago
Occurred
Mar 20, 2022
Control person left
Leigh Brandon Lamb (Chief Compliance Officer) no longer on Schedule A of Risk Paradigm Group, Llc (listed 2021-10-25, absent 2022-03-20)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c0ad086-274e-232b-33cc-ad79032941ca
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RISK PARADIGM GROUP, LLC

CRD 155870

BURLINGTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c0ad086-274e-232b-33cc-ad79032941ca

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID MICHAEL GATTI

n/a

BURLINGTON, MA | Burlington, MA

n/a

JAMES FRANCIS PETERS

n/a

BIRMINGHAM, MI | Birmingham, MI | BURLINGTON, MA

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ICP ENDOWMENT STABILITY FUND

Hedge Fund

$136,591

Nov 18, 2016

Mar 30, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DUBE, MARIANN

CHIEF ADMINISTRATIVE OFFICER

yes

04/2013

May 26, 2017

Mar 29, 2024

GATTI, DAVID, MICHAEL

CHIEF EXECUTIVE OFFICER, FOUNDING PARTNER

yes

09/2011

Mar 30, 2012

Mar 29, 2024

GATTI, DAVID, MICHAEL

CHIEF EXECUTIVE OFFICER

yes

09/2011

Mar 30, 2012

Mar 29, 2024

MCCAULEY, ROBERT, DUFF

CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER

yes

04/2013

May 26, 2017

Mar 29, 2024

RISK PARADIGM GROUP HOLDINGS, LLC

HOLDING COMPANY

yes

09/2011

Apr 11, 2012

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RPG FAMILY WEALTH ADVISORY, LLC

n/a

Independent wealth

$701M

yes

n/a

RPG INSURANCE SOLUTIONS

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$116M

n/a

2024

Mar 18, 2025

$99.5M

n/a

2023

Mar 29, 2024

$81.5M

n/a

2022

Mar 29, 2023

$62.1M

n/a

2021

Mar 20, 2022

$58.2M

n/a

2020

Mar 18, 2021

$46.9M

n/a

2019

Mar 26, 2020

$46.6M

n/a

2018

Mar 29, 2019

$69.2M

$49.3M

n/a

2017

Mar 29, 2018

$136M

$105M

n/a

2016

Mar 28, 2017

$201M

$150M

n/a

2015

Mar 28, 2016

$234M

$165M

n/a

$136,591

2014

Mar 31, 2015

$342M

$207M

n/a

$5.4M

2013

Feb 18, 2014

$365M

$269M

n/a

$5.4M

2012

Feb 23, 2013

$166M

n/a

$5.4M

2011

Mar 30, 2012

$33.7M

n/a

$5.4M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$116M

$99.5M

16.1%

$62.1M

23.0%