DFX Intelligence

A••••• A•• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

A••••• A•• D••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

FRISCO, TX

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Search this name across graphsid dfx:ria:20a8596a-4da3-8276-f9e0-1fdc170889d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 28, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 22, 2021	n/a	yes	FRISCO, TX	Current employment
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Nov 22, 2019	Sep 9, 2021	no	Dallas, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• C•••••• M•••••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 9, 2021	Sep 22, 2021	13	Firm change	Ibd to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R••••••••• C•••••• M•••••••••	Nov 26, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:291361:TX:2019-11-26	Nov 26, 2019	Nov 22, 2019	DALLAS, TX	Firm change

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 27, 2012 to Nov 26, 2019factForm ADV
→ R••••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Nov 22, 2019 to Sep 9, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20a8596a-4da3-8276-f9e0-1fdc170889d4
First observed: Aug 27, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.