DFX Intelligence

A•••• P•••••• W••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

A•••• P•••••• W••••• L••

CRD 281496

RICHMOND, VA

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Search this name across graphsid dfx:ria:20ab1460-fbf4-527d-319a-d9ceb124e09d

Data as of Apr 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 0
Observed: Dec 14, 2015 to Apr 20, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $420M••• Locked
Discretionary RAUM: $409M
Private client RAUM: $412Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $70.1Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G••• M••••••• G•••	n/a	RICHMOND, VA	10	19	3	no
T•••• O•• B•••	Chartered Financial Analyst	RICHMOND, VA	10	34

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••• G•••• M•••••••	PRESIDENT & CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER	E	yes	05/2015	Dec 14, 2015	Mar 29, 2024
W••••• P•••••• L••	Member	B	no	05/2016	Apr 3, 2017	Mar 29, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$420M	$379M	10.8%	$278M	14.8%	7	6	0	0

Relationships

Registered with (7)

← P••••••• S••••••Advisorregistration: current employment
May 15, 2026 to presentfactForm ADV
← L••• N••••Advisorregistration: current employment
Jul 27, 2024 to presentfactForm ADV
← R••••• F••••••• H•••Advisorregistration: current employment
Aug 17, 2021 to presentfactForm ADV
← R••••• C•••• T•••••

Dated events

Occurred
Mar 29, 2023
Control person left
Claiborne Edwin Robins (Member Manager) no longer on Schedule A of A•••• P•••••• W••••• L•• (listed 2022-04-01, absent 2023-03-29)
Form ADVobserved 7 days ago
Occurred
Mar 11, 2020
Control person left
Tyler Matthew Williams (Chief Compliance Officer / Vice President) no longer on Schedule A of A•••• P•••••• W••••• L•• (listed 2019-03-27, absent 2020-03-11)
Form ADVobserved 7 days ago
Occurred
Dec 14, 2015
First Form ADV filing
A•••• P•••••• W••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20ab1460-fbf4-527d-319a-d9ceb124e09d
First observed: Dec 14, 2015
Last observed: Apr 20, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.