DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• P•••••• W••••• L••
Latest filing Apr 20, 2026
First filing on the tape Dec 14, 2015 · 23 filings
SEC status approved since May 18, 2017
RAUM
$420M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
98%
$412M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$70.1M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$420M as of Apr 20, 2026
Mar 28, 2018$134M then
HNW client RAUM$404M as of Apr 20, 2026
Mar 28, 2018$131M then
State-registered IARs (5.B.3)6 as of Apr 20, 2026
Mar 28, 20184 then
Employees (5.A)7 as of Apr 20, 2026
Mar 28, 20185 then
Private funds: no history
RAUM +11% over the last fiscal year+15% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- uhnw p•••••• wealth · p••••••-client share at least 50 percent, HNW at least 90 percent of p••••••-client RAUM, and average HNW client assets at least $10M
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $70.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 10derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.2MderivedHNW RAUM over HNW clients
- Average account
- $3.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.7%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $420MreportedItem 5.I
- Custody
- $316M, 68 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$404M96%
- Individuals$8.4M2.0%
- Charitable organizations$7.9M1.9%
- Individual clients
- 23reported
- HNW clients
- 36reported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 135reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $316M for 68 clientsreported
- Compensation
- % of AUMreported
- Class basis
- p••••••_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••• M••••••• G••• | Richmond, Va | May 10, 2016 | 19 y | 3 |
| T•••• O•• B•••Chartered Financial Analyst | Richmond, Va | May 19, 2016 | 34 y | 0 |
| R••••• C•••• T••••• | Richmond, Va | Feb 8, 2019 | 11 y | 0 |
| R••••• F••••••• H•••Chartered Financial Analyst | Richmond, Va | Aug 17, 2021 | 27 y | 2 |
| L••• N•••• | Richmond, Va | Jul 27, 2024 | 12 y | 0 |
| P••••••• S•••••• | Richmond, Va | May 15, 2026 | 34 y | 7 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• T•••• W••••••• to V•••• F•••••••• A•••••••• L••Mar 25, 2021 · RIA to RIA
Joined, latest
- P••••••• S•••••• from K•••••• C••••••• L••May 15, 2026 · RIA to RIA
- R••••• F••••••• H••• from S••••••••• P•••••••• L••Aug 17, 2021 · Other
- G••• M••••••• G••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 15, 2016 · Other
- M•••••• T•••• W••••••• from H••••••• W••••• A•••••••Feb 8, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••• G•••• M••••••• · President & Chief Executive Officer & Chief Compliance Officercontrolsince 05/2015 · owns 75% or more
Entity owners
- W••••• P•••••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Apr 20, 2026HNW RAUM per HNW client of $11,223,835 against a peer median of $2,404,040 (4940 comparable advisers, 100.0th percentile, 5.9 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 128 to 135Mar 27, 2025 to Mar 26, 2026
- Advisory employees · 5 to 6Mar 27, 2025 to Mar 26, 2026
- Corporate clients · 1.0 to unsetMar 27, 2025 to Mar 26, 2026
- HNW clients · 41 to 36Mar 27, 2025 to Mar 26, 2026
- Individual clients · 19 to 23Mar 27, 2025 to Mar 26, 2026
- Assets in custody · $352M to $316MMar 27, 2025 to Mar 26, 2026
- Employees · 6 to 7Mar 27, 2025 to Mar 26, 2026
- State-registered IARs · 5 to 6Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $374M to $409MMar 27, 2025 to Mar 26, 2026
- HNW RAUM · $366M to $404MMar 27, 2025 to Mar 26, 2026
- Individual RAUM · $5.5M to $8.4MMar 27, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $5.0M to $11.4MMar 27, 2025 to Mar 26, 2026
- RAUM · $379M to $420MMar 27, 2025 to Mar 26, 2026
- Individual clients · 16 to 19Mar 29, 2024 to Mar 27, 2025
- Accounts · 124 to 128Mar 29, 2024 to Mar 27, 2025
- Advisory employees · 4 to 5Mar 29, 2024 to Mar 27, 2025
- HNW clients · 39 to 41Mar 29, 2024 to Mar 27, 2025
- Assets in custody · $271M to $352MMar 29, 2024 to Mar 27, 2025
- Financial planning clients · 1-10 to 1-10Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $340M to $374MMar 29, 2024 to Mar 27, 2025
- HNW RAUM · $331M to $366MMar 29, 2024 to Mar 27, 2025
- Individual RAUM · $4.6M to $5.5MMar 29, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $3.8M to $5.0MMar 29, 2024 to Mar 27, 2025
- RAUM · $344M to $379MMar 29, 2024 to Mar 27, 2025
- Accounts · 121 to 124Mar 29, 2023 to Mar 29, 2024
- Advisory employees · 6 to 4Mar 29, 2023 to Mar 29, 2024
- Charity clients · 3 to 4Mar 29, 2023 to Mar 29, 2024
- HNW clients · 32 to 39Mar 29, 2023 to Mar 29, 2024
- Individual clients · 10 to 16Mar 29, 2023 to Mar 29, 2024
- Assets in custody · $39.4M to $271MMar 29, 2023 to Mar 29, 2024
- Financial planning clients · 11-25 to 1-10Mar 29, 2023 to Mar 29, 2024
- State-registered IARs · 6 to 5Mar 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $278M to $340MMar 29, 2023 to Mar 29, 2024
- HNW RAUM · $269M to $331MMar 29, 2023 to Mar 29, 2024
- Individual RAUM · $1.5M to $4.6MMar 29, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $0 to $3.8MMar 29, 2023 to Mar 29, 2024
- RAUM · $278M to $344MMar 29, 2023 to Mar 29, 2024
- Accounts · 63 to 121Apr 1, 2022 to Mar 29, 2023
- HNW clients · 38 to 32Apr 1, 2022 to Mar 29, 2023
- Individual clients · 16 to 10Apr 1, 2022 to Mar 29, 2023
Signals
3 dated events
- C•••••••• E•••• R••••• (Member Manager) no longer on Schedule A of A•••• P•••••• W••••• L•• (listed 2022-04-01, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- T•••• M•••••• W••••••• (Chief Compliance Officer / Vice President) no longer on Schedule A of A•••• P•••••• W••••• L•• (listed 2019-03-27, absent 2020-03-11)Mar 11, 2020 · Control person left · inference
- A•••• P•••••• W••••• L•• filed its initial SEC registration (Form ADV)Dec 14, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@a••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 804-422-8450reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/acima-private-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (804) 422-8450reportedpublic record, Form ADV, Apr 20, 2026
- Team page
- acimaprivatewealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $70.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026