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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

SCOTT THOMAS BEWICK

Advisor at CHARLES SCHWAB & CO., INC.

Phoenix, AZ | Chicago, IL

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Search this name across graphsid dfx:ria:20acbd35-d4d2-efba-5212-b5bdf01d2c00

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 24, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 11, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S65
First exam: Apr 11, 2007
First registration: Apr 24, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5327209

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 21, 2019	n/a	yes	Chicago, IL\|Phoenix, AZ	Current employment
B. C. ZIEGLER AND COMPANY	Former SEC adviser	Aug 12, 2014	Sep 17, 2014	no	CHICAGO, IL	Previous registration
ZACKS INVESTMENT MANAGEMENT, INC.	Mixed wealth	Jan 30, 2013	Jul 16, 2014	no	CHICAGO, IL	Previous registration
FISHER INVESTMENTS	Independent wealth	Apr 24, 2007	Oct 14, 2010	no	SAN MATEO, CA\|PLANO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. C. ZIEGLER AND COMPANY	CHARLES SCHWAB & CO., INC.	Sep 17, 2014	Jun 21, 2019	1,738	Firm change after gap	Other
ZACKS INVESTMENT MANAGEMENT, INC.	B. C. ZIEGLER AND COMPANY	Jul 16, 2014	Aug 12, 2014	27	Firm change	Other
FISHER INVESTMENTS	ZACKS INVESTMENT MANAGEMENT, INC.	Oct 14, 2010	Jan 30, 2013	839	Firm change after gap	Other

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jun 21, 2019 to presentfactForm ADV
→ B. C. ZIEGLER AND COMPANYRegistered adviserregistration: previous registration
Aug 12, 2014 to Sep 17, 2014factForm ADV
→ ZACKS INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 30, 2013 to Jul 16, 2014factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Apr 24, 2007 to Oct 14, 2010factForm ADV

Dated events

No dated event names this entity yet.