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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 10b 100b

ZACKS INVESTMENT MANAGEMENT, INC.

CRD 110897

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ddaf08ec-0ef2-0199-6440-6c6677e2f8b3

Data as of May 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 165
Dated events: 29
On other graphs: 0
Observed: Mar 30, 2012 to May 29, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.31 fund_share=0.22 institutional_share=0.02 related_bd=true related_bank=false bd_reps=53.0
Regulatory AUM: $15BItem 5.F on the latest filing (2026-05-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $15B
Private client RAUM: $4.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 31%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 81
RAUM per advisor: $180Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 132
Advisory employees: 11
Offices: 19Schedule D 1.F, beyond the principal office
Accounts: 12,368
Individual clients: 2,051
High net worth clients: 1,293
Private funds: 2Schedule D 7.B(1)
SEC number: 801-40592
CRD: 110897
Filings on the tape: 22
First filed: Mar 30, 2012
Latest filed: May 29, 2026
Organised: Corporation, IL
Website: zacksintelligence.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 81

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL AURELIO JAZO	n/a	CHICAGO, IL	25	38	n/a	no
CHRISTIAN SHAUN WHITTEMORE	n/a	CHICAGO, IL	24	25	n/a	no
BRIAN GORDON LANGENKAMP	n/a	CHICAGO, IL	22	29	1	no
PAULA JAYNE SAUER	n/a	CHICAGO, IL	21	36	n/a	no
HERBERT LAWRENCE BROWN	n/a	Orinda, CA \| CHICAGO, IL	20	27	1	yes
MATTHEW SCHAEFFER	n/a	Hoboken, NJ \| CHICAGO, IL	20	23	2	yes
JOSEPH BERNARD PECK	n/a	Jacksonville Beach, FL \| CHICAGO, IL	19	29	1	yes
WAYNE EDWARD LOCKWOOD	n/a	Union, WA \| CHICAGO, IL	19	30	4	yes
RANDY HERMAN LECLAIR	n/a	CHICAGO, IL \| Charlotte, NC	19	36	2	no
GREGORY CURTIS HUFFMAN	n/a	CHICAGO, IL	19	33	2	no
MANISH JAIN	n/a	CHICAGO, IL	18	31	1	no
DAVID ALLEN KECSKES	n/a	CINCINNATI, OH \| CHICAGO, IL	18	33	3	no
FRANK CHRISTOPHER LANZA	n/a	CHICAGO, IL	18	18	n/a	no
JAY KEVIN FALINI	n/a	Haddonfield, NJ \| CHICAGO, IL	18	32	1	yes
ALEXANDER WALLACE INSLEY	n/a	CHICAGO, IL	17	32	2	no
TIMOTHY CARTER HARPER	n/a	Maitland, FL \| CHICAGO, IL	17	25	2	yes
CHRISTOPHER MICHAEL GLASS	n/a	CHICAGO, IL \| Dallas, TX	17	20	1	yes
GREGORY CHARLES MURPHY	n/a	CHICAGO, IL	17	27	1	yes
HUGH EDWARD KETCHIE	n/a	Raleigh, NC \| CHICAGO, IL	16	17	n/a	yes
JEFFREY CLINTON HASKIN	n/a	CHICAGO, IL	15	19	1	no
DAVID ALAN KOTY	n/a	Franklin, TN \| CHICAGO, IL	15	30	2	yes
RICHARD STONE DELIO	n/a	Fort Lauderdale, FL \| CHICAGO, IL	14	40	1	yes
GREGORY JOHN KAROLICH	n/a	CHICAGO, IL	13	14	1	yes
ROMAN KOBRIN	n/a	CHICAGO, IL	11	14	2	yes
DAVID MEYERS	n/a	CHICAGO, IL	11	12	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ZACKS STRATEGIES II	Hedge Fund	$7.5M	May 29, 2026	3	Mar 30, 2012	reported	021-45342
ZACKS PANTHER FUND LP	Hedge Fund	$6.5M	May 29, 2026	2	May 29, 2015	reported	021-235703
ZACKS LIMITED PARTNERSHIP	Hedge Fund	$5.1M	Jan 24, 2017	3	Mar 30, 2012	dropped	021-92050
ZACKS MARKET NEUTRAL LIMITED PARTNERSHIP 2008	Hedge Fund	$4.9M	May 29, 2019	1	Mar 30, 2012	dropped	021-123911
ZACKS LIMITED PARTNERSHIP	Hedge Fund	$4.5M	Jun 30, 2020	1	May 29, 2018	dropped	021-92050
ZACKS LONG SHORT	Hedge Fund	$793,699	May 29, 2015	1	Mar 30, 2012	dropped	021-9999999999

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LANZA, FRANK, CHRISTOPHER	CHIEF COMPLIANCE OFFICER	Na	yes	09/2008	May 29, 2026	May 29, 2026
RALPH, DONALD, EUGENE	CHIEF FINANCIAL OFFICER	Na	yes	01/2011	May 29, 2026	May 29, 2026
ZACKS INVESTMENT RESEARCH, INC.	SOLE SHAREHOLDER	E	yes	03/1995	May 29, 2026	May 29, 2026
ZACKS, LEONARD, HARVEY	Director	Na	yes	02/1995	May 29, 2026	May 29, 2026
ZACKS, MITCHEL, ETHAN	President	Na	yes	07/2019	May 29, 2026	May 29, 2026
THE GREENWOOD TRUST	Shareholder	E	yes	06/2000	May 29, 2015	May 29, 2024
ZACKS, FRANCINE, INA	Trustee	F	no	06/2000	May 29, 2015	May 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LBMZ SECURITIES, INC.	n/a	n/a	n/a	N	no	n/a
ZACKS & ASSOCIATES LLC	n/a	n/a	n/a	N	yes	n/a
ZACKS INVESTMENT RESEARCH	n/a	n/a	n/a	Y	no	n/a
ZACKS PANTHER FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Also broker-dealer
Phoenix	Az	United States	no
LA JOLLA	CA	United States	no
LOS ANGELES	CA	United States	no
SAN FRANCISCO	CA	United States	no
Denver	Co	United States	no
BOCA RATON	FL	United States	no
Orlando	FL	United States	no
Atlanta	Ga	United States	no
Indianapolis	In	United States	no
Boston	Ma	United States	no
Minneapolis	Mn	United States	no
Omaha	Ne	United States	no
NEW YORK	NY	United States	no
Cincinnati	Oh	United States	no
Dallas	TX	United States	no
Houston	TX	United States	no
SALT LAKE CITY	Ut	United States	no
Alexandria	Va	United States	no
Seattle	Wa	United States	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	May 29, 2024	$11B	$11B	111	11	19	2	$12.1M
2023	May 25, 2023	$8.4B	$8.4B	114	15	20	2	$10.4M
2022	May 27, 2022	$7.8B	$7.8B	96	11	20	2	$12.2M
2021	May 28, 2021	$6.2B	$6.2B	96	10	0	2	$12.4M
2020	May 29, 2020	$4.5B	$4.5B	100	11	0	3	$13.2M
2019	May 29, 2019	$5.0B	$5.0B	105	11	0	4	$19.1M
2018	May 29, 2018	$4.8B	$4.8B	88	11	0	4	$15.8M
2017	May 26, 2017	$4.2B	$4.2B	88	11	n/a	3	$12.0M
2016	May 31, 2016	$3.3B	$3.3B	95	7	n/a	4	$16.8M
2015	May 29, 2015	$4.1B	$3.5B	84	7	n/a	5	$18.2M
2014	May 29, 2014	$3.4B	$2.9B	78	7	n/a	4	$19.5M
2013	May 29, 2013	$2.6B	$2.2B	72	6	n/a	4	$36.7M
2012	May 24, 2012	$2.0B	$1.8B	n/a	n/a	n/a	4	$34.8M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
14	11	3	13.6%	2	0	0	24	18

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$15B	$8.4B	74.2%	$6.2B	32.9%	132	114	19	20

Relationships

showing 80 of 165

Registered with (77)

← Stephen Michael DeMarcoAdvisorregistration: current employment
Sep 4, 2026 to presentfactForm ADV
← Reginald J SmithAdvisorregistration: current employment
Aug 18, 2026 to presentfactForm ADV
← Sandie Kay RoddaAdvisorregistration: current employment
Jul 20, 2026 to presentfactForm ADV
← Jacob CongerAdvisorregistration: current employment
Jun 10, 2026 to presentfactForm ADV
← Nicholas James DemetralAdvisorregistration: current employment
Jun 4, 2026 to presentfactForm ADV
← Robert John AlessandroAdvisorregistration: current employment
Apr 15, 2026 to presentfactForm ADV
← Bennett KinkadeAdvisorregistration: current employment
Mar 30, 2026 to presentfactForm ADV
← Tonio CrudeleAdvisorregistration: current employment
Mar 26, 2026 to presentfactForm ADV
← KURT ALLAN PETRICEKAdvisorregistration: current employment
Feb 11, 2026 to presentfactForm ADV
← LAWRENCE DAVID ZERGAdvisorregistration: current employment
Jan 7, 2026 to presentfactForm ADV
← Matthew George NewtonAdvisorregistration: current employment
Jan 2, 2026 to presentfactForm ADV
← Davis Charles LippAdvisorregistration: current employment
Dec 3, 2025 to presentfactForm ADV
← Kevin Leo GaffeyAdvisorregistration: current employment
Nov 28, 2025 to presentfactForm ADV
← SETH BRODERICK JENNINGSAdvisorregistration: current employment
Nov 6, 2025 to presentfactForm ADV
← CHRISTOPHER NICHOLAS WALLACKAdvisorregistration: current employment
Oct 28, 2025 to presentfactForm ADV
← SEAN PHILBINAdvisorregistration: current employment
Oct 27, 2025 to presentfactForm ADV
← MICHAEL WILLIAM SIRIANNOAdvisorregistration: current employment
Jan 23, 2025 to presentfactForm ADV
← BRADLEY TAYLOR MENDENHALLAdvisorregistration: current employment
Jan 9, 2025 to presentfactForm ADV
← ANDRE O FOYAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← James Lawrence JonesAdvisorregistration: current employment
Dec 23, 2024 to presentfactForm ADV
← Christian CodyAdvisorregistration: current employment
Dec 20, 2024 to presentfactForm ADV
← Nathaniel Peter FeitAdvisorregistration: current employment
Dec 6, 2024 to presentfactForm ADV
← Triston Rafael NavarroAdvisorregistration: current employment
Nov 25, 2024 to presentfactForm ADV
← Mathew Holmes-HackerdAdvisorregistration: current employment
Nov 12, 2024 to presentfactForm ADV
← Harold Lee MartinAdvisorregistration: current employment
Jun 20, 2024 to presentfactForm ADV
← Logan Liam JohnstonAdvisorregistration: current employment
May 9, 2024 to presentfactForm ADV
← Daniel August PowersAdvisorregistration: current employment
May 7, 2024 to presentfactForm ADV
← Michael James CaterinaAdvisorregistration: current employment
Apr 17, 2024 to presentfactForm ADV
← John Patrick BouskaAdvisorregistration: current employment
Jan 17, 2024 to presentfactForm ADV
← MATTHEW TODD GLINSKYAdvisorregistration: current employment
Dec 26, 2023 to presentfactForm ADV
and 47 more

Affiliated with (1)

← ZACKS INTELLIGENCE LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (2)

→ ZACKS PANTHER FUND LPPrivate fundHedge Fund, IA
May 29, 2015 to presentfactForm ADV
→ ZACKS STRATEGIES IIPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 20, 2026
Advisor changed firm
William Robert Pearce left Zacks Investment Management, Inc. for Cibc Private Wealth Advisors, Inc. (registered 2026-05-29)
Form ADVobserved 4 days ago
Occurred
May 20, 2026
Advisor changed firm
William Cady Edwards left Zacks Investment Management, Inc. for Realta Investment Advisors, Inc (registered 2026-05-29)
Form ADVobserved 4 days ago
Occurred
Apr 13, 2026
Advisor changed firm
James Scott Rose left Zacks Investment Management, Inc. for Mercer Global Advisors Inc. (registered 2026-04-28)
Form ADVobserved 4 days ago
Occurred
Mar 18, 2026
Advisor changed firm
James Bondar left Zacks Investment Management, Inc. for Mercer Global Advisors Inc. (registered 2026-04-09)
Form ADVobserved 4 days ago
Occurred
Mar 12, 2026
Advisor changed firm
Adam Michael Millman left Zacks Investment Management, Inc. for Mariner (registered 2026-03-31)
Form ADVobserved 4 days ago
Occurred
Feb 11, 2026
Advisor changed firm
Briana-Capri Thadison left Zacks Investment Management, Inc. for Assetmark, Inc. (registered 2026-02-17)
Form ADVobserved 4 days ago
Occurred
Feb 6, 2026
Advisor changed firm
Kevin Jordan Graham left Zacks Investment Management, Inc. for Cibc Private Wealth Advisors, Inc. (registered 2026-02-04)
Form ADVobserved 4 days ago
Occurred
Jan 15, 2026
Advisor changed firm
Nicholas James Coccio left Zacks Investment Management, Inc. for Virtus Investment Advisers, Llc (registered 2026-01-20)
Form ADVobserved 4 days ago
Occurred
Jan 9, 2026
Advisor changed firm
Cort Leo Wagenberg left Zacks Investment Management, Inc. for Oppenheimer & Co. Inc. (registered 2026-01-21)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2025
Advisor changed firm
Donald Richard Frank left Zacks Investment Management, Inc. for Edelman Financial Engines (registered 2025-11-13)
Form ADVobserved 4 days ago
Occurred
Sep 26, 2025
Advisor changed firm
Casper Merle Terpinski left Zacks Investment Management, Inc. for Steward Partners Investment Advisory, Llc (registered 2025-08-28)
Form ADVobserved 4 days ago
Occurred
Sep 12, 2025
Advisor changed firm
Jake Solesky left Zacks Investment Management, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-10-28)
Form ADVobserved 4 days ago
Occurred
Apr 4, 2025
Advisor changed firm
Christian John Horcher left Zacks Investment Management, Inc. for Assetmark, Inc. (registered 2025-04-23)
Form ADVobserved 4 days ago
Occurred
May 29, 2024
Regulatory AUM changed
Zacks Investment Management, Inc. reported RAUM $10.6B, up 26% from $8.4B (2023-05-25 to 2024-05-29)
Form ADVobserved 4 days ago
$2.2B
Occurred
Mar 14, 2024
Advisor changed firm
Trent Allen Thorbahn left Zacks Investment Management, Inc. for The Invictus Collective, Llc (registered 2024-02-21)
Form ADVobserved 4 days ago
Occurred
Feb 29, 2024
Advisor changed firm
Edwin A Janeczek left Zacks Investment Management, Inc. for Altus Wealth Group, Llc (registered 2024-01-10)
Form ADVobserved 4 days ago
Occurred
Nov 29, 2023
Advisor changed firm
Jacob Thomas Jablonski left Zacks Investment Management, Inc. for Creekmur Asset Management, Llc (registered 2023-11-22)
Form ADVobserved 4 days ago
Occurred
Nov 7, 2023
Advisor changed firm
Michael Stuart Petrucelli left Zacks Investment Management, Inc. for Advisors Asset Management, Inc. (registered 2023-09-20)
Form ADVobserved 4 days ago
Occurred
Oct 5, 2023
Advisor changed firm
Alexander M Przybylo left Zacks Investment Management, Inc. for Morgan Stanley (registered 2023-09-01)
Form ADVobserved 4 days ago
Occurred
Aug 10, 2023
Advisor changed firm
Bryan Matthew Bach left Zacks Investment Management, Inc. for Churchill Management Group (registered 2023-10-02)
Form ADVobserved 4 days ago
Occurred
May 18, 2023
Advisor changed firm
Dylan Frank Patrick Younce left Zacks Investment Management, Inc. for Mariner (registered 2023-05-19)
Form ADVobserved 4 days ago
Occurred
Dec 6, 2022
Advisor changed firm
Joseph Glenn Maxey left Zacks Investment Management, Inc. for Trademark Capital Management Inc. (registered 2022-11-22)
Form ADVobserved 4 days ago
Occurred
May 27, 2022
Regulatory AUM changed
Zacks Investment Management, Inc. reported RAUM $7.8B, up 26% from $6.2B (2021-08-02 to 2022-05-27)
Form ADVobserved 4 days ago
$1.6B
Occurred
Apr 27, 2022
Advisor changed firm
Kelly G Hammond left Zacks Investment Management, Inc. for Northern Trust Investments, Incorporated (registered 2022-04-25)
Form ADVobserved 4 days ago
Occurred
Jan 7, 2022
Advisor changed firm
Charles R Miller left Zacks Investment Management, Inc. for Orion Portfolio Solutions, Llc (registered 2022-02-08)
Form ADVobserved 4 days ago
Occurred
May 28, 2021
Regulatory AUM changed
Zacks Investment Management, Inc. reported RAUM $6.2B, up 37% from $4.5B (2020-06-30 to 2021-05-28)
Form ADVobserved 4 days ago
$1.7B
Occurred
May 29, 2020
Control person joined
Ethan Mitchel Zacks (President) appeared on Schedule A of Zacks Investment Management, Inc.
Form ADVobserved 4 days ago
Occurred
May 29, 2020
Control person left
Laib Benjamin Zacks (President) no longer on Schedule A of Zacks Investment Management, Inc. (listed 2019-05-29, absent 2020-05-29)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Aug 2, 2021
Zacks Investment Management, Inc. reported 20 offices beyond its principal office, up from 0 (2021-05-28 to 2021-08-02)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ddaf08ec-0ef2-0199-6440-6c6677e2f8b3
First observed: Mar 30, 2012
Last observed: May 29, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ZACKS INVESTMENT MANAGEMENT, INC.

CRD 110897

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ddaf08ec-0ef2-0199-6440-6c6677e2f8b3

Data as of May 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL AURELIO JAZO

n/a

CHICAGO, IL

n/a

CHRISTIAN SHAUN WHITTEMORE

n/a

CHICAGO, IL

n/a

BRIAN GORDON LANGENKAMP

n/a

CHICAGO, IL

PAULA JAYNE SAUER

n/a

CHICAGO, IL

n/a

HERBERT LAWRENCE BROWN

n/a

Orinda, CA | CHICAGO, IL

yes

MATTHEW SCHAEFFER

n/a

Hoboken, NJ | CHICAGO, IL

yes

JOSEPH BERNARD PECK

n/a

Jacksonville Beach, FL | CHICAGO, IL

yes

WAYNE EDWARD LOCKWOOD

n/a

Union, WA | CHICAGO, IL

yes

RANDY HERMAN LECLAIR

n/a

CHICAGO, IL | Charlotte, NC

GREGORY CURTIS HUFFMAN

n/a

CHICAGO, IL

MANISH JAIN

n/a

CHICAGO, IL

DAVID ALLEN KECSKES

n/a

CINCINNATI, OH | CHICAGO, IL

FRANK CHRISTOPHER LANZA

n/a

CHICAGO, IL

n/a

JAY KEVIN FALINI

n/a

Haddonfield, NJ | CHICAGO, IL

yes

ALEXANDER WALLACE INSLEY

n/a

CHICAGO, IL

TIMOTHY CARTER HARPER

n/a

Maitland, FL | CHICAGO, IL

yes

CHRISTOPHER MICHAEL GLASS

n/a

CHICAGO, IL | Dallas, TX

yes

GREGORY CHARLES MURPHY

n/a

CHICAGO, IL

yes

HUGH EDWARD KETCHIE

n/a

Raleigh, NC | CHICAGO, IL

n/a

yes

JEFFREY CLINTON HASKIN

n/a

CHICAGO, IL

DAVID ALAN KOTY

n/a

Franklin, TN | CHICAGO, IL

yes

RICHARD STONE DELIO

n/a

Fort Lauderdale, FL | CHICAGO, IL

yes

GREGORY JOHN KAROLICH

n/a

CHICAGO, IL

yes

ROMAN KOBRIN

n/a

CHICAGO, IL

yes

DAVID MEYERS

n/a

CHICAGO, IL

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ZACKS STRATEGIES II

Hedge Fund

$7.5M

May 29, 2026

Mar 30, 2012

reported

021-45342

ZACKS PANTHER FUND LP

Hedge Fund

$6.5M

May 29, 2026

May 29, 2015

reported

021-235703

ZACKS LIMITED PARTNERSHIP

Hedge Fund

$5.1M

Jan 24, 2017

Mar 30, 2012

dropped

021-92050

ZACKS MARKET NEUTRAL LIMITED PARTNERSHIP 2008

Hedge Fund

$4.9M

May 29, 2019

Mar 30, 2012

dropped

021-123911

ZACKS LIMITED PARTNERSHIP

Hedge Fund

$4.5M

Jun 30, 2020

May 29, 2018

dropped

021-92050

ZACKS LONG SHORT

Hedge Fund

$793,699

May 29, 2015

Mar 30, 2012

dropped

021-9999999999

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LANZA, FRANK, CHRISTOPHER

CHIEF COMPLIANCE OFFICER

yes

09/2008

May 29, 2026

RALPH, DONALD, EUGENE

CHIEF FINANCIAL OFFICER

yes

01/2011

May 29, 2026

ZACKS INVESTMENT RESEARCH, INC.

SOLE SHAREHOLDER

yes

03/1995

May 29, 2026

ZACKS, LEONARD, HARVEY

Director

yes

02/1995

May 29, 2026

ZACKS, MITCHEL, ETHAN

President

yes

07/2019

May 29, 2026

THE GREENWOOD TRUST

Shareholder

yes

06/2000

May 29, 2015

May 29, 2024

ZACKS, FRANCINE, INA

Trustee

06/2000

May 29, 2015

May 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LBMZ SECURITIES, INC.

n/a

ZACKS & ASSOCIATES LLC

n/a

yes

n/a

ZACKS INVESTMENT RESEARCH

n/a

ZACKS PANTHER FUND GP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Phoenix

United States

LA JOLLA

United States

LOS ANGELES

United States

SAN FRANCISCO

United States

Denver

United States

BOCA RATON

United States

Orlando

United States

Atlanta

United States

Indianapolis

United States

Boston

United States

Minneapolis

United States

Omaha

United States

NEW YORK

United States

Cincinnati

United States

Dallas

United States

Houston

United States

SALT LAKE CITY

United States

Alexandria

United States

Seattle

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

May 29, 2024

$11B

111

$12.1M

2023

May 25, 2023

$8.4B

114

$10.4M

2022

May 27, 2022

$7.8B

$12.2M

2021

May 28, 2021

$6.2B

$12.4M

2020

May 29, 2020

$4.5B

100

$13.2M

2019

May 29, 2019

$5.0B

105

$19.1M

2018

May 29, 2018

$4.8B

$15.8M

2017

May 26, 2017

$4.2B

n/a

$12.0M

2016

May 31, 2016

$3.3B

n/a

$16.8M

2015

May 29, 2015

$4.1B

$3.5B

n/a

$18.2M

2014

May 29, 2014

$3.4B

$2.9B

n/a

$19.5M

2013

May 29, 2013

$2.6B

$2.2B

n/a

$36.7M

2012

May 24, 2012

$2.0B

$1.8B

n/a

$34.8M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

13.6%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$15B

$8.4B

74.2%

$6.2B

32.9%

132

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