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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

DONALD Raymond MURTAUGH

Advisor at THRIVENT INVESTMENT MANAGEMENT INC.

MINNEAPOLIS, MN | Ormond Beach, FL

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Search this name across graphsid dfx:ria:20ad32f1-5fc6-5831-73f1-2e2f7c87c2df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Sep 25, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVENT INVESTMENT MANAGEMENT INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 25, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jan 3, 2005
First registration: Sep 25, 2000
Dual registered: yes, broker-dealer
Other names: DONALD R MURTAUGH|DONALD RAYMOND MURTAUGH|DONALD MURTAUGH
IAPD individual key: 2622958

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	May 11, 2026	n/a	yes	Ormond Beach, FL\|MINNEAPOLIS, MN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 11, 2025	Sep 18, 2025	no	ST. AUGUSTINE, FL	Previous registration
ARCH GLOBAL ADVISORS, LLC	Independent wealth	Jun 16, 2025	Apr 20, 2026	no	St. Augustine, FL\|NEW YORK, NY	Previous registration
CADARET GRANT & CO INC	Former SEC adviser	May 12, 2025	Jul 10, 2025	no	St. Augustine, FL\|Syracuse, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 16, 2024	Jul 16, 2024	no	ATLANTA, GA\|ST. LOUIS, MO\|NAPLES, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 7, 2012	Mar 1, 2013	no	CENTURY CITY, CA\|WEEHAWKEN, NJ	Previous registration
MORGAN STANLEY	Wirehouse	Aug 23, 2010	Aug 8, 2012	no	Newport Beach, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 15, 2007	May 6, 2010	no	ST. LOUIS, MO	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 25, 2000	Apr 17, 2006	no	ORMOND BEACH, FL\|ORMOND BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARCH GLOBAL ADVISORS, LLC	LPL FINANCIAL LLC	Apr 20, 2026	Jul 11, 2025	-283	Firm change after gap	RIA to ibd
LPL FINANCIAL LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Sep 18, 2025	May 11, 2026	235	Firm change	Ibd to ibd
CADARET GRANT & CO INC	ARCH GLOBAL ADVISORS, LLC	Jul 10, 2025	Jun 16, 2025	-24	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	CADARET GRANT & CO INC	Jul 16, 2024	May 12, 2025	300	Firm change	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Mar 1, 2013	Feb 16, 2024	4,004	Firm change after gap	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Aug 8, 2012	Sep 7, 2012	30	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	MORGAN STANLEY	May 6, 2010	Aug 23, 2010	109	Firm change	Wirehouse to wirehouse
MORGAN STANLEY DW INC.	WELLS FARGO ADVISORS	Apr 17, 2006	Mar 15, 2007	332	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
10641:297397:NY:2025-07-10	Jul 10, 2025	Jun 16, 2025	SYRACUSE, NY	Firm change

Relationships

Registered with (8)

→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ ARCH GLOBAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 16, 2025 to Apr 20, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 11, 2025 to Sep 18, 2025factForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
May 12, 2025 to Jul 10, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 16, 2024 to Jul 16, 2024factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 7, 2012 to Mar 1, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 23, 2010 to Aug 8, 2012factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 25, 2000 to Apr 17, 2006factForm ADV

Dated events

Occurred
Apr 20, 2026
Advisor changed firm
Donald Raymond Murtaugh left Arch Global Advisors, Llc for Lpl Financial Llc (registered 2025-07-11)
Form ADVobserved 4 days ago
Occurred
Sep 18, 2025
Advisor changed firm
Donald Raymond Murtaugh left Lpl Financial Llc for Thrivent Investment Management Inc. (registered 2026-05-11)
Form ADVobserved 4 days ago
Occurred
Jul 10, 2025
Advisor changed firm
Donald Raymond Murtaugh left Cadaret Grant & Co Inc for Arch Global Advisors, Llc (registered 2025-06-16)
Form ADVobserved 4 days ago
Occurred
Jul 16, 2024
Advisor changed firm
Donald Raymond Murtaugh left Wells Fargo Advisors for Cadaret Grant & Co Inc (registered 2025-05-12)
Form ADVobserved 4 days ago