DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Donald Raymond Murtaugh

Thrivent Investment Management Inc.BD affiliatedMinneapolis, Mn dual registrantIAPD 2622958

Feed of 09/15/2026

Also filed as Donald R Murtaugh

At current firm

0 y

since May 11, 2026

In the industry

25 y

since Sep 25, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Thrivent Investment Management Inc. BD affiliated current
since May 11, 2026 · Ormond Beach, Fl
LPL Financial LLC BD affiliated
Jul 11, 2025 to Sep 18, 2025 · St. Augustine, Fl
Arch Global Advisors, LLC independent RIA
Jun 16, 2025 to Apr 20, 2026 · St. Augustine, Fl
Cadaret Grant & Co Inc former
May 12, 2025 to Jul 10, 2025 · St. Augustine, Fl
Wells Fargo Advisors wirehouse
Feb 16, 2024 to Jul 16, 2024 · Atlanta, Ga
UBS Financial Services Inc. wirehouse
Sep 7, 2012 to Mar 1, 2013 · Century City, Ca
Morgan Stanley wirehouse
Aug 23, 2010 to Aug 8, 2012 · Newport Beach, Ca
Wells Fargo Advisors wirehouse
Mar 15, 2007 to May 6, 2010 · St. Louis, Mo
Morgan Stanley Dw Inc. unclassified
Sep 25, 2000 to Apr 17, 2006 · Ormond Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

Arch Global Advisors, LLC to LPL Financial LLC
left Apr 20, 2026, registered Jul 11, 2025 (-283 days) · RIA to affiliated broker-dealer or bank
LPL Financial LLC to Thrivent Investment Management Inc.
left Sep 18, 2025, registered May 11, 2026 (235 days) · Affiliated broker-dealer or bank to another
Cadaret Grant & Co Inc to Arch Global Advisors, LLC
left Jul 10, 2025, registered Jun 16, 2025 (-24 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Wells Fargo Advisors to Cadaret Grant & Co Inc
left Jul 16, 2024, registered May 12, 2025 (300 days) · Wirehouse to affiliated broker-dealer or bank
UBS Financial Services Inc. to Wells Fargo Advisors
left Mar 1, 2013, registered Feb 16, 2024 (4004 days) · Wirehouse to wirehouse
Morgan Stanley to UBS Financial Services Inc.
left Aug 8, 2012, registered Sep 7, 2012 (30 days) · Wirehouse to wirehouse
Wells Fargo Advisors to Morgan Stanley
left May 6, 2010, registered Aug 23, 2010 (109 days) · Wirehouse to wirehouse
Morgan Stanley Dw Inc. to Wells Fargo Advisors
left Apr 17, 2006, registered Mar 15, 2007 (332 days) · Other

Signals

Donald Raymond Murtaugh left Arch Global Advisors, Llc for Lpl Financial Llc (registered 2025-07-11)
Apr 20, 2026 · Advisor changed firm · fact
Donald Raymond Murtaugh left Lpl Financial Llc for Thrivent Investment Management Inc. (registered 2026-05-11)
Sep 18, 2025 · Advisor changed firm · fact
Donald Raymond Murtaugh left Cadaret Grant & Co Inc for Arch Global Advisors, Llc (registered 2025-06-16)
Jul 10, 2025 · Advisor changed firm · fact
Donald Raymond Murtaugh left Wells Fargo Advisors for Cadaret Grant & Co Inc (registered 2025-05-12)
Jul 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address