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J••• W•••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

J••• W•••• S•••

Advisor at M••••••

STATE COLLEGE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20ba1da3-3782-1c67-eb7b-192776ff2934

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 12, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 24, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Mar 12, 2018	n/a	yes	STATE COLLEGE, PA	Current employment
M•••••• W••••• A•••••••	Former SEC adviser	Mar 30, 2015	Oct 11, 2018	no	STATE COLLEGE, PA\|STATE COLLEGE, PA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W••••• A•••••••	M••••••	Oct 11, 2018	Mar 12, 2018	-213	Firm change after gap	Other
V•••••• I••••••••• A•••••••• L••	M•••••• W••••• A•••••••	Mar 30, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
174099:140195:PA:2018-10-11	Oct 11, 2018	Mar 12, 2018	STATE COLLEGE, PA	Firm change after gap
110128:174099:PA:2015-03-30	Mar 30, 2015	Mar 30, 2015	STATE COLLEGE, PA	Firm change

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
Mar 12, 2018 to presentfactForm ADV
→ M•••••• W••••• A•••••••Registered adviserregistration: previous registration
Mar 30, 2015 to Oct 11, 2018factForm ADV
→ V•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 12, 2000 to Mar 30, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20ba1da3-3782-1c67-eb7b-192776ff2934
First observed: May 12, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.