DFX Intelligence

M••••• S•• S••••••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)43 years in industry

M••••• S•• S••••••••• S•••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

DALLAS, TX

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Search this name across graphsid dfx:ria:20bbdf36-14f3-d224-496d-7f855fc309b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 23, 1983 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 5, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 2, 2009	n/a	yes	DALLAS, TX	Current employment
C••••• A••••••• S•••••••• I••	State registered	Apr 25, 2007	May 8, 2020	no	DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• S•••••••• I••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	May 8, 2020	Jan 2, 2009	-4,144	Firm change after gap	Other
H•••••• S••••••••• I•••	C••••• A••••••• S•••••••• I••	Jun 8, 2006	Apr 25, 2007

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jan 2, 2009 to presentfactForm ADV
→ C••••• A••••••• S•••••••• I••Registered adviserregistration: previous registration
Apr 25, 2007 to May 8, 2020factForm ADV
→ H•••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 17, 2003 to Jun 8, 2006factForm ADV
→ S••••••• C•••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20bbdf36-14f3-d224-496d-7f855fc309b5
First observed: Aug 23, 1983
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.