DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marcia Sue Schoolfield Spellman
Certified Financial Planner
Feed of 09/14/2026
Also filed as Marcia Sue Schoolfield Spellman
At current firm
17 y
since Jan 2, 2009
In the industry
43 y
since Nov 5, 1982 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Jan 2, 2009 · Dallas, Tx
- Carter Advisory Services, Inc state registeredApr 25, 2007 to May 8, 2020 · Dallas, Tx
- Hilltop Securities Inc. BD affiliatedDec 17, 2003 to Jun 8, 2006 · Dallas, Tx
- Spellman Capital Corporation unclassifiedAug 23, 1983 to Dec 31, 2003 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Carter Advisory Services, Inc to Raymond James Financial Services Advisors, Incleft May 8, 2020, registered Jan 2, 2009 (-4144 days) · Other
- Hilltop Securities Inc. to Carter Advisory Services, Incleft Jun 8, 2006, registered Apr 25, 2007 (321 days) · Other
- Spellman Capital Corporation to Hilltop Securities Inc.left Dec 31, 2003, registered Dec 17, 2003 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address