DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

NATIONAL RETIREMENT CONSULTANTS INC

CRD 106692

HAMILTON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20bcc47d-fafa-b2f4-bb04-b05bbc490249

Data as of Mar 26, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 26, 2019
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $176MItem 5.F on the latest filing (2019-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $176M
Private client RAUM: $170MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 512
Individual clients: 317
High net worth clients: 191
SEC number: 801-54046
CRD: 106692
Filings on the tape: 9
First filed: Mar 29, 2012
Latest filed: Mar 26, 2019
Organised: Corporation, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GROTH, WILLIAM, ANDREW	CHIEF COMPLIANCE OFFICER	E	yes	03/1997	Mar 29, 2012	Mar 26, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CLARISSA LICHLITER	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 26, 2019	$176M	$176M	4	2	0	n/a	n/a
2017	Mar 29, 2018	$187M	$187M	4	2	0	n/a	n/a
2016	Mar 30, 2017	$164M	$164M	4	2	n/a	n/a	n/a
2015	Mar 29, 2016	$152M	$152M	4	2	n/a	n/a	n/a
2014	Mar 25, 2015	$165M	$158M	4	2	n/a	n/a	n/a
2013	Mar 20, 2014	$163M	$147M	4	2	n/a	n/a	n/a
2012	Apr 1, 2013	$133M	$107M	4	2	n/a	n/a	n/a
2011	Mar 29, 2012	$128M	$103M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$176M	$187M	-5.8%	$152M	5.2%	4	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
9258 WEALTH MANAGEMENT, LLC	2	Feb 5, 2020	Jan 3, 2020	HAMILTON, OH	Team lift out	RIA to RIA	100.0%

Relationships

Controls (1)

← GROTH, WILLIAM, ANDREWOwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV

Registered with (2)

← WILLIAM ANDREW GROTHAdvisorregistration: previous registration
Oct 6, 1999 to Feb 5, 2020factForm ADV
← CATHY RENEE WATERSAdvisorregistration: previous registration
Oct 6, 1999 to Feb 5, 2020factForm ADV

Moved with (1)

→ 9258 WEALTH MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Feb 5, 2020 to Jan 3, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20bcc47d-fafa-b2f4-bb04-b05bbc490249
First observed: Mar 29, 2012
Last observed: Mar 26, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NATIONAL RETIREMENT CONSULTANTS INC

CRD 106692

HAMILTON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20bcc47d-fafa-b2f4-bb04-b05bbc490249

Data as of Mar 26, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GROTH, WILLIAM, ANDREW

CHIEF COMPLIANCE OFFICER

yes

03/1997

Mar 29, 2012

Mar 26, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CLARISSA LICHLITER

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 26, 2019

$176M

n/a

2017

Mar 29, 2018

$187M

n/a

2016

Mar 30, 2017

$164M

n/a

2015

Mar 29, 2016

$152M

n/a

2014

Mar 25, 2015

$165M

$158M

n/a

2013

Mar 20, 2014

$163M

$147M

n/a

2012

Apr 1, 2013

$133M

$107M

n/a

2011

Mar 29, 2012

$128M

$103M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$176M

$187M

-5.8%

$152M

5.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

9258 WEALTH MANAGEMENT, LLC

Feb 5, 2020

Jan 3, 2020

HAMILTON, OH

Team lift out

RIA to RIA

100.0%