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CRD 290693
BLUE ASH, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Langefels, Larry | CHIEF FINANCIAL OFFICER | Na | yes | 01/2021 | Mar 17, 2021 | May 3, 2024 |
| LUNSFORD, WALTER, BISHOP | PRESIDENT, CEO, AND MANAGING PARTNER | E | yes | 11/2017 | Nov 14, 2017 | May 3, 2024 |
| ARMSTRONG, ANDY, JOHN | CHIEF COMPLIANCE OFFICER | Na | no | 12/2017 | Nov 14, 2017 | May 3, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CLARISSA LICHLITER | n/a | n/a | n/a | N | no | n/a |
| WILLIAM GROTH | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Hamilton | Oh | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 13, 2024 | $1.0B | $995M | 18 | 10 | 1 | n/a | n/a |
| 2022 | Mar 31, 2023 | $883M | $850M | 15 | 9 | 1 | n/a | n/a |
| 2021 | Mar 22, 2022 | $1.0B | $973M | 20 | 11 | 1 | n/a | n/a |
| 2020 | Mar 17, 2021 | $823M | $798M | 17 | 12 | 1 | n/a | n/a |
| 2019 | Mar 27, 2020 | $529M | $513M | 15 | 11 | 1 | n/a | n/a |
| 2018 | Mar 18, 2019 | $370M | $360M | 10 | 9 | 1 | n/a | n/a |
| 2017 | Mar 9, 2018 | $342M | $329M | 5 | 4 | 1 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $1.0B | $883M | 17.1% | $823M | 7.9% | 18 | 15 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WAVERLY ADVISORS, LLC | 10 | Dec 2, 2024 | Oct 22, 2024 | BLUE ASH, OH | Firm absorbed | RIA to RIA | 90.9% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| NATIONAL RETIREMENT CONSULTANTS INC | 2 | Feb 5, 2020 | Jan 3, 2020 | HAMILTON, OH | Team lift out | RIA to RIA | 100.0% |
| RAYMOND JAMES & ASSOCIATES, INC. | 2 | Dec 31, 2017 | Jan 9, 2018 | BLUE ASH, OH | Team lift out | Ibd to new firm | 0.1% |