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Advisor at MASTERWORKS ADVISERS, LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MASTERWORKS ADVISERS, LLC | Independent wealth | Jun 23, 2023 | n/a | yes | NEW YORK, NY | Current employment |
| ARETE WEALTH ADVISORS, LLC | Bd affiliated wealth | Mar 28, 2022 | Jul 6, 2023 | no | New York, NY | Previous registration |
| LORD, ABBETT & CO. LLC | Asset manager | Aug 20, 2007 | Aug 1, 2008 | no | JERSEY CITY, NJ | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Dec 2, 2004 | Jul 20, 2007 | no | EDISON, NJ|ISELIN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARETE WEALTH ADVISORS, LLC | MASTERWORKS ADVISERS, LLC | Jul 6, 2023 | Jun 23, 2023 | -13 | Firm change | Other |
| LORD, ABBETT & CO. LLC | ARETE WEALTH ADVISORS, LLC | Aug 1, 2008 | Mar 28, 2022 | 4,987 | Firm change after gap | Other |
| OSAIC FA, INC. | LORD, ABBETT & CO. LLC | Jul 20, 2007 | Aug 20, 2007 | 31 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145488:324239:NY:2023-06-29 | Jul 6, 2023 | Jun 23, 2023 | NEW YORK, NY | Firm change |