RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• E••••• C••
- M••••••••• A•••••••• L•• independent RIA currentsince Jun 23, 2023 · New York, Ny
- A•••• W••••• A•••••••• L•• BD affiliatedMar 28, 2022 to Jul 6, 2023 · New York, Ny
- L•••• A••••• • C•• L•• asset managerAug 20, 2007 to Aug 1, 2008 · Jersey City, Nj
- O•••• F•• I••• formerDec 2, 2004 to Jul 20, 2007 · Edison, Nj
- A•••• W••••• A•••••••• L•• to M••••••••• A•••••••• L••left Jul 6, 2023, registered Jun 23, 2023 (-13 days) · Other · moved with a team
- L•••• A••••• • C•• L•• to A•••• W••••• A•••••••• L••left Aug 1, 2008, registered Mar 28, 2022 (4987 days) · Other
- O•••• F•• I••• to L•••• A••••• • C•• L••left Jul 20, 2007, registered Aug 20, 2007 (31 days) · Other
- K•••• E••••• C•• left A•••• W••••• A•••••••• L•• for M••••••••• A•••••••• L•• (registered 2023-06-23)Jul 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address