J•••• Z•••••••

Advisor at E•••• S••••••••• L••

DOWNERS GROVE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20d1e803-0e94-f1ce-8f6f-cb6a7fdab469

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 16, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• S••••••••• L••	Bd affiliated wealth	Jun 18, 2025	n/a	yes	DOWNERS GROVE, IL	Current employment
P•••• S••••••••• L••	No RAUM reported	Jan 15, 2020	Jul 25, 2024	no	Frankfort, IL\|FRANKFORT, IL\|DOWNERS GROVE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	E•••• S••••••••• L••	Jul 25, 2024	Jun 18, 2025	328	Firm change	Ibd to ibd
B•••••• L••• A••••••• S•••••••• I•••	P•••• S••••••••• L••	Dec 12, 2019	Jan 15, 2020

Relationships

Registered with (7)

→ E•••• S••••••••• L••Registered adviserregistration: current employment
Jun 18, 2025 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Jan 15, 2020 to Jul 25, 2024factForm ADV
→ B•••••• L••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 26, 2017 to Dec 12, 2019factForm ADV
→ U••• B•••••• I••••••••• I•••

Dated events

Occurred
Jul 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20d1e803-0e94-f1ce-8f6f-cb6a7fdab469
First observed: Jan 3, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.