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RIA / WealthAdvisor42 years in industry

BRIAN RITCHIE RANDALL

Advisor at SOWELL MANAGEMENT

GIG HARBOR, WA | NORTH LITTLE ROCK, AR | Gig Harbor, WA

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Search this name across graphsid dfx:ria:20d9b906-10ae-74a4-3b59-c64eff8995b1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 21, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOWELL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Exams: S63|S65
First exam: Dec 20, 1983
First registration: May 21, 2003
Dual registered: no
IAPD individual key: 1217647

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LIGHTHOUSE WEALTH STRATEGIES, LLC	Independent wealth	Dec 7, 2023	n/a	yes	GIG HARBOR, WA	Current employment
SOWELL MANAGEMENT	Independent wealth	Mar 1, 2021	n/a	yes	NORTH LITTLE ROCK, AR\|Gig Harbor, WA	Current employment
NORTHWEST ASSET MANAGEMENT	Independent wealth	Feb 7, 2014	Mar 1, 2021	no	GIG HARBOR, WA\|MERCER ISLAND, WA\|GIG HARBOR, WA	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	May 25, 2006	Feb 27, 2014	no	Tacoma, WA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	May 21, 2003	Jun 5, 2006	no	TACOMA, WA\|TACOMA, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWEST ASSET MANAGEMENT	SOWELL MANAGEMENT	Mar 1, 2021	Mar 1, 2021	0	Firm change	RIA to RIA
RBC CAPITAL MARKETS, LLC	NORTHWEST ASSET MANAGEMENT	Feb 27, 2014	Feb 7, 2014	-20	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	RBC CAPITAL MARKETS, LLC	Jun 5, 2006	May 25, 2006	-11	Firm change	Other

Relationships

Registered with (5)

→ LIGHTHOUSE WEALTH STRATEGIES, LLCRegistered adviserregistration: current employment
Dec 7, 2023 to presentfactForm ADV
→ SOWELL MANAGEMENTRegistered adviserregistration: current employment
Mar 1, 2021 to presentfactForm ADV
→ NORTHWEST ASSET MANAGEMENTRegistered adviserregistration: previous registration
Feb 7, 2014 to Mar 1, 2021factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
May 25, 2006 to Feb 27, 2014factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
May 21, 2003 to Jun 5, 2006factForm ADV

Dated events

No dated event names this entity yet.